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2 mentions1 same-page
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, and the Connecticut Department of Banking in connection with their investigations of the global foreign exchange markets. The Federal Reserve and the Connecticut Department of Banking jointly issued an order finding that UBS AG engaged in unsafe and unsound banking practices related to its FX business. Pursuant to the terms of the
books as of the first day of each Fiscal Period. The Fund Percentage of a Member for a Fiscal Period shall be determined by dividing the balance of the Member's Capital Account as of the commencement of such Fiscal Period by the sum of the Capital Accounts of all of the Members as of the commencement of such Fiscal Period.
2 mentions1 same-page
Page ?Same page
, and the Connecticut Department of Banking in connection with their investigations of the global foreign exchange markets. The Federal Reserve and the Connecticut Department of Banking jointly issued an order finding that UBS AG engaged in unsafe and unsound banking practices related to its FX business. Pursuant to the terms of the
books as of the first day of each Fiscal Period. The Fund Percentage of a Member for a Fiscal Period shall be determined by dividing the balance of the Member's Capital Account as of the commencement of such Fiscal Period by the sum of the Capital Accounts of all of the Members as of the commencement of such Fiscal Period.
2 mentions1 same-page
Page ?Same page
, and the Connecticut Department of Banking in connection with their investigations of the global foreign exchange markets. The Federal Reserve and the Connecticut Department of Banking jointly issued an order finding that UBS AG engaged in unsafe and unsound banking practices related to its FX business. Pursuant to the terms of the
books as of the first day of each Fiscal Period. The Fund Percentage of a Member for a Fiscal Period shall be determined by dividing the balance of the Member's Capital Account as of the commencement of such Fiscal Period by the sum of the Capital Accounts of all of the Members as of the commencement of such Fiscal Period.
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Mutual Connections (126)
Entities connected to both the Connecticut Department of Banking and the Member's Capital Account
Fannie Mae
ORGANIZATION4 w/ the·3 w/ the
New Hampshire
LOCATION4 w/ the·3 w/ the
Swiss Federal Banking Commission
ORGANIZATION4 w/ the·3 w/ the
the Financial Advisor's
ORGANIZATION4 w/ the·3 w/ the
Parent Company
ORGANIZATION4 w/ the·3 w/ the
Dept. of
ORGANIZATION4 w/ the·3 w/ the
Back Taxes Payment
ORGANIZATION4 w/ the·3 w/ the
United States
LOCATION4 w/ the·3 w/ the
UBS Securities LLC
ORGANIZATION4 w/ the·3 w/ the
the Securities and Exchange Commission
ORGANIZATION4 w/ the·3 w/ the
Department of Justice
ORGANIZATION4 w/ the·3 w/ the
New York State
LOCATION4 w/ the·3 w/ the
Connecticut Department
ORGANIZATION4 w/ the·3 w/ the
Internal Revenue Service
ORGANIZATION4 w/ the·3 w/ the
UBS AG
ORGANIZATION4 w/ the·3 w/ the
UBS Fund
ORGANIZATION4 w/ the·3 w/ the
Lehman Structured Products
ORGANIZATION4 w/ the·3 w/ the
Massachusetts Securities Division
ORGANIZATION4 w/ the·3 w/ the
the North American Securities Administrators Association
ORGANIZATION4 w/ the·3 w/ the
Civil Penalty
ORGANIZATION4 w/ the·3 w/ the