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, and the Connecticut Department of Banking in connection with their investigations of the global foreign exchange markets. The Federal Reserve and the Connecticut Department of Banking jointly issued an order finding that UBS AG engaged in unsafe and unsound banking practices related to its FX business. Pursuant to the terms of the
ailure to comply with these requests by the Monetary Authority may result in substantial fines on the part of the General Partner and may result in the Monetary Authority's applying to the court to have the Master Partnership wound up. The Monetary Authority may take certain actions if it is satisfied that a regulated
2 mentions1 same-page
Page ?Same page
, and the Connecticut Department of Banking in connection with their investigations of the global foreign exchange markets. The Federal Reserve and the Connecticut Department of Banking jointly issued an order finding that UBS AG engaged in unsafe and unsound banking practices related to its FX business. Pursuant to the terms of the
ailure to comply with these requests by the Monetary Authority may result in substantial fines on the part of the General Partner and may result in the Monetary Authority's applying to the court to have the Master Partnership wound up. The Monetary Authority may take certain actions if it is satisfied that a regulated
2 mentions1 same-page
Page ?Same page
, and the Connecticut Department of Banking in connection with their investigations of the global foreign exchange markets. The Federal Reserve and the Connecticut Department of Banking jointly issued an order finding that UBS AG engaged in unsafe and unsound banking practices related to its FX business. Pursuant to the terms of the
ailure to comply with these requests by the Monetary Authority may result in substantial fines on the part of the General Partner and may result in the Monetary Authority's applying to the court to have the Master Partnership wound up. The Monetary Authority may take certain actions if it is satisfied that a regulated
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Mutual Connections (126)
Entities connected to both the Connecticut Department of Banking and the Monetary Authority's
Fannie Mae
ORGANIZATION4 w/ the·3 w/ the
New Hampshire
LOCATION4 w/ the·3 w/ the
Swiss Federal Banking Commission
ORGANIZATION4 w/ the·3 w/ the
the Financial Advisor's
ORGANIZATION4 w/ the·3 w/ the
Parent Company
ORGANIZATION4 w/ the·3 w/ the
Dept. of
ORGANIZATION4 w/ the·3 w/ the
Back Taxes Payment
ORGANIZATION4 w/ the·3 w/ the
United States
LOCATION4 w/ the·3 w/ the
UBS Securities LLC
ORGANIZATION4 w/ the·3 w/ the
the Securities and Exchange Commission
ORGANIZATION4 w/ the·3 w/ the
Department of Justice
ORGANIZATION4 w/ the·3 w/ the
New York State
LOCATION4 w/ the·3 w/ the
Connecticut Department
ORGANIZATION4 w/ the·3 w/ the
Internal Revenue Service
ORGANIZATION4 w/ the·3 w/ the
UBS AG
ORGANIZATION4 w/ the·3 w/ the
UBS Fund
ORGANIZATION4 w/ the·3 w/ the
Lehman Structured Products
ORGANIZATION4 w/ the·3 w/ the
Massachusetts Securities Division
ORGANIZATION4 w/ the·3 w/ the
the North American Securities Administrators Association
ORGANIZATION4 w/ the·3 w/ the
Civil Penalty
ORGANIZATION4 w/ the·3 w/ the