Back to Network
3
Shared Docs
3
Same-Page
3 / 3
Mentions
Document Mentions (3 shared documents)
2 mentions1 same-page
Page ?Same page
AG (Parent Company) 12. Date of Action: May 20, 2015 Brought By: U.S. Department of Justice (D01), the Board of Governors of the Federal Reserve, Connecticut Department of Banking On May 20, 2015, UBS AG entered into settlements with the DO1, the Board of Governors of the Federal Reserve, and the Connecticut Depar
OF ACQUIRING, HOLDING AND DISPOSING OF INTERESTS, AS WELL AS THE EFFECTS OF TAX LAWS OF THE JURISDICTIONS OF WHICH THEY ARE CITIZENS, RESIDENTS OR DOMICILIARIES OR IN WHICH THEY CONDUCT BUSINESS. There is, at present, no direct taxation in the Cayman Islands and interest, dividends and gains payable to the
2 mentions1 same-page
Page ?Same page
AG (Parent Company) 12. Date of Action: May 20, 2015 Brought By: U.S. Department of Justice (D01), the Board of Governors of the Federal Reserve, Connecticut Department of Banking On May 20, 2015, UBS AG entered into settlements with the DO1, the Board of Governors of the Federal Reserve, and the Connecticut Depar
OF ACQUIRING, HOLDING AND DISPOSING OF INTERESTS, AS WELL AS THE EFFECTS OF TAX LAWS OF THE JURISDICTIONS OF WHICH THEY ARE CITIZENS, RESIDENTS OR DOMICILIARIES OR IN WHICH THEY CONDUCT BUSINESS. There is, at present, no direct taxation in the Cayman Islands and interest, dividends and gains payable to the
2 mentions1 same-page
Page ?Same page
AG (Parent Company) 12. Date of Action: May 20, 2015 Brought By: U.S. Department of Justice (D01), the Board of Governors of the Federal Reserve, Connecticut Department of Banking On May 20, 2015, UBS AG entered into settlements with the DO1, the Board of Governors of the Federal Reserve, and the Connecticut Depar
OF ACQUIRING, HOLDING AND DISPOSING OF INTERESTS, AS WELL AS THE EFFECTS OF TAX LAWS OF THE JURISDICTIONS OF WHICH THEY ARE CITIZENS, RESIDENTS OR DOMICILIARIES OR IN WHICH THEY CONDUCT BUSINESS. There is, at present, no direct taxation in the Cayman Islands and interest, dividends and gains payable to the
Sponsored
Mutual Connections (126)
Entities connected to both Connecticut Department and DOMICILIARIES
Fannie Mae
ORGANIZATION4 w/ Connecticut·3 w/ DOMICILIARIES
New Hampshire
LOCATION4 w/ Connecticut·3 w/ DOMICILIARIES
Swiss Federal Banking Commission
ORGANIZATION4 w/ Connecticut·3 w/ DOMICILIARIES
the Financial Advisor's
ORGANIZATION4 w/ Connecticut·3 w/ DOMICILIARIES
Parent Company
ORGANIZATION4 w/ Connecticut·3 w/ DOMICILIARIES
Dept. of
ORGANIZATION4 w/ Connecticut·3 w/ DOMICILIARIES
Back Taxes Payment
ORGANIZATION4 w/ Connecticut·3 w/ DOMICILIARIES
United States
LOCATION4 w/ Connecticut·3 w/ DOMICILIARIES
UBS Securities LLC
ORGANIZATION4 w/ Connecticut·3 w/ DOMICILIARIES
the Securities and Exchange Commission
ORGANIZATION4 w/ Connecticut·3 w/ DOMICILIARIES
Department of Justice
ORGANIZATION4 w/ Connecticut·3 w/ DOMICILIARIES
New York State
LOCATION4 w/ Connecticut·3 w/ DOMICILIARIES
the Connecticut Department of Banking
ORGANIZATION4 w/ Connecticut·3 w/ DOMICILIARIES
Internal Revenue Service
ORGANIZATION4 w/ Connecticut·3 w/ DOMICILIARIES
UBS AG
ORGANIZATION4 w/ Connecticut·3 w/ DOMICILIARIES
UBS Fund
ORGANIZATION4 w/ Connecticut·3 w/ DOMICILIARIES
Lehman Structured Products
ORGANIZATION4 w/ Connecticut·3 w/ DOMICILIARIES
Massachusetts Securities Division
ORGANIZATION4 w/ Connecticut·3 w/ DOMICILIARIES
the North American Securities Administrators Association
ORGANIZATION4 w/ Connecticut·3 w/ DOMICILIARIES
Civil Penalty
ORGANIZATION4 w/ Connecticut·3 w/ DOMICILIARIES