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AG (Parent Company) 12. Date of Action: May 20, 2015 Brought By: U.S. Department of Justice (DO;), the Board of Governors of the Federal Reserve, Connecticut Department of Banking On May 20, 2015, UBS AG entered into settlements with the DOJ, the Board of Governors of the Federal Reserve, and the Connecticut Depar
, and the Connecticut Department of Banking in connection with their investigations of the global foreign exchange markets. The Federal Reserve and the Connecticut Department of Banking jointly issued an order finding that UBS AG engaged in unsafe and unsound banking practices related to its FX business. Pursuant to the terms of the
2 mentions1 same-page
Page ?Same page
AG (Parent Company) 12. Date of Action: May 20, 2015 Brought By: U.S. Department of Justice (D01), the Board of Governors of the Federal Reserve, Connecticut Department of Banking On May 20, 2015, UBS AG entered into settlements with the DO1, the Board of Governors of the Federal Reserve, and the Connecticut Depar
, and the Connecticut Department of Banking in connection with their investigations of the global foreign exchange markets. The Federal Reserve and the Connecticut Department of Banking jointly issued an order finding that UBS AG engaged in unsafe and unsound banking practices related to its FX business. Pursuant to the terms of the
2 mentions1 same-page
Page ?Same page
AG (Parent Company) 12. Date of Action: May 20, 2015 Brought By: U.S. Department of Justice (D01), the Board of Governors of the Federal Reserve, Connecticut Department of Banking On May 20, 2015, UBS AG entered into settlements with the DO1, the Board of Governors of the Federal Reserve, and the Connecticut Depar
, and the Connecticut Department of Banking in connection with their investigations of the global foreign exchange markets. The Federal Reserve and the Connecticut Department of Banking jointly issued an order finding that UBS AG engaged in unsafe and unsound banking practices related to its FX business. Pursuant to the terms of the
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2 mentions1 same-page
Page ?Same page
AG (Parent Company) 12. Date of Action: May 20, 2015 Brought By: U.S. Department of Justice (D01), the Board of Governors of the Federal Reserve, Connecticut Department of Banking On May 20, 2015, UBS AG entered into settlements with the DO1, the Board of Governors of the Federal Reserve, and the Connecticut Depar
, and the Connecticut Department of Banking in connection with their investigations of the global foreign exchange markets. The Federal Reserve and the Connecticut Department of Banking jointly issued an order finding that UBS AG engaged in unsafe and unsound banking practices related to its FX business. Pursuant to the terms of the
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Mutual Connections (127)
Entities connected to both Connecticut Department and the Connecticut Department of Banking
Samantha Power
PERSON4 w/ Connecticut·4 w/ the
Lehman
ORGANIZATION4 w/ Connecticut·4 w/ the
Fannie Mae
ORGANIZATION4 w/ Connecticut·4 w/ the
New Hampshire
LOCATION4 w/ Connecticut·4 w/ the
United States
LOCATION4 w/ Connecticut·4 w/ the
the Financial Advisor's
ORGANIZATION4 w/ Connecticut·4 w/ the
Parent Company
ORGANIZATION4 w/ Connecticut·4 w/ the
Dept. of
ORGANIZATION4 w/ Connecticut·4 w/ the
The Ohio Division of Securities
ORGANIZATION4 w/ Connecticut·4 w/ the
UBS Securities LLC
ORGANIZATION4 w/ Connecticut·4 w/ the
the Securities and Exchange Commission
ORGANIZATION4 w/ Connecticut·4 w/ the
Department of Justice
ORGANIZATION4 w/ Connecticut·4 w/ the
New York State
LOCATION4 w/ Connecticut·4 w/ the
UBS Fund Advisor
ORGANIZATION4 w/ Connecticut·4 w/ the
Internal Revenue Service
ORGANIZATION4 w/ Connecticut·4 w/ the
Swiss Federal Banking Commission
ORGANIZATION4 w/ Connecticut·4 w/ the
UBS AG
ORGANIZATION4 w/ Connecticut·4 w/ the
UBS Fund
ORGANIZATION4 w/ Connecticut·4 w/ the
Lehman Structured Products
ORGANIZATION4 w/ Connecticut·4 w/ the
Massachusetts Securities Division
ORGANIZATION4 w/ Connecticut·4 w/ the