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e have a broker- dealer entity registered under the Exchange Act or another similarly regulated entity. Cayman Islands Mutual Funds Law Pursuant to the Mutual Funds Law (as amended) of the Cayman Islands (the "Law"), certain "master funds" (as defined in the Mutual Funds Law) are required to be registered with, and
iary of Millennium International Management. • Cannon Asset Management LLC, a wholly-owned subsidiary of Millennium International Management. • Catapult Capital Management LLC, a wholly-owned subsidiary of Millennium International Management. • Decade Capital Management LLC, a wholly-owned subsidiary of Millennium Inter
the Cayman Islands Pursuant to recent amendments to the Mutual Funds Law (as amended) of the Cayman Islands, certain "master funds" (as defined in the Mutual Funds Law) are to be registered with, and regulated by, the Cayman Islands Monetary Authority. The Master Partnership has submitted an application for regist
gement"); • Millennium Global Estate GP LLC ("Millennium Global Estate GP"), a wholly-owned subsidiary of Millennium International Management; • Catapult Capital Management LLC, a wholly-owned subsidiary of Millennium International Management; ML281817-MAXWELL 11-37 CONFIDENTIAL UBSTERRAMAR00002453 EFTA00238009 • De
the Cayman Islands Pursuant to recent amendments to the Mutual Funds Law (as amended) of the Cayman Islands, certain "master funds" (as defined in the Mutual Funds Law) are to be registered with, and regulated by, the Cayman Islands Monetary Authority. The Master Partnership has submitted an application for regist
gement"); • Millennium Global Estate GP LLC ("Millennium Global Estate GP"), a wholly-owned subsidiary of Millennium International Management; • Catapult Capital Management LLC, a wholly-owned subsidiary of Millennium International Management; MAXWELL 11-37 CONFIDENTIAL UBSTERRAMAR00001400 EFTA00237046 • Decade Capi
Entities connected to both the Mutual Funds Law and Catapult Capital Management LLC
Cayman
LOCATIONthe Cayman Islands Monetary Authority
ORGANIZATION
New York
LOCATION
New York State
LOCATIONMillennium USA LP
ORGANIZATION
England
LOCATIONthe Non-USD Shares
ORGANIZATION
Mohammed bin Salman
PERSONCayman Islands Tax Matters
ORGANIZATIONErnst & Young LLP
ORGANIZATION
United States
LOCATION
Millennium
ORGANIZATION
JPMorgan Chase
ORGANIZATION
Tokyo
LOCATIONLehman
ORGANIZATIONthe "Service
ORGANIZATIONthe CLEO Committee
ORGANIZATIONStatistical Arbitrage and Quantitative Strategies
ORGANIZATIONGreen Arrow Capital Management LLC
ORGANIZATION
Fortress Investment Group
ORGANIZATION