3
Shared Docs
3
Same-Page
3 / 3
Mentions
ITIES Description Acquisition Date Quantity Price Market Value Unit Cost Cost Basis Unrealized Gain Loss Accrued Income Est. Annual Inc. ALIGN TECHNOLOGY INC Symbol: ALGN 05 Apr 2013 303 209 43 62,829.00 31.18 9.353 99 53.47501 LT TOTAL EQUITIES $62,829.00 $9,353.99 $53,415.01 Total Account Valu
) to obtain a large trader identification number (LTID); and (ii) Promptly disclose to U.S. broker-dealers that execute trades or carry accounts for the Large Trader, their LTIDs and the accounts to which the LTIDs apply. 'A "Large Trader is a legal entity or natural person who, directly or indirectly, through th
ITIES Description Acquisition Date Quantity Price Market Value Unit Cost Cost Basis Unrealized Gain Loss Accrued Income Est. Annual Inc. ALIGN TECHNOLOGY INC Symbol: ALGN 05 Apr 2013 300 284 33 85,299.00 31.18 9.353 99 75.945 01 LT TOTAL EQUITIES $85,299.00 $9,353.99 575,945.01 Total Account Va
) to obtain a large trader identification number (LTID); and (ii) Promptly disclose to V.S. broker-dealers that execute trades or carry accounts for the Large Trader, their LTICis and the accounts to which the LTIDs apply. 'A "Large Trader' is a legal entity or natural person who, directly or indirectly, through
ITIES Description Acquisition Date Quantity Price Market Value Unit Cost Cost Basis Unrealized Gain:toss Accrued Income Est. Annual Inc. ALIGN TECHNOLOGY INC Symbol: ALGN 05 Apr 2013 300 209 43 62.829.00 31.18 9.353 99 53,475 01 LT TOTAL EQUITIES $62,829.00 $9,353.99 $53,475.01 Total Account Val
) to obtain a large trader identification number (LTID); and (ii) Promptly disclose to U.S. broker-dealers that execute trades or carry accounts for the Large Trader, their LTIDs and the accounts to which the LTIDs apply. 'A "Large Trader is a legal entity or natural person who, directly or indirectly, through th
Entities connected to both ALIGN TECHNOLOGY INC and the Large Trader
South Dearborn Street
LOCATIONthe ACH Network
ORGANIZATIONCall Financial Advisor
ORGANIZATIONChase Matrotech Center
ORGANIZATIONGifted Security LT - Long Term
ORGANIZATIONthe Client Services Operations
ORGANIZATIONAttn: Client Services Department
ORGANIZATIONCustomer Agreement(s
ORGANIZATIONthe Collection and Other Account-Related Costs
ORGANIZATIONthe Electronic Services
ORGANIZATIONUnpriced Direct Participation Program
ORGANIZATIONReal Estate Investment
ORGANIZATIONRegulated Investment Companies
ORGANIZATIONRetum of Principal or Capital Gains
ORGANIZATION
JPMorgan Chase
ORGANIZATION
the Internal Revenue Service
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONTed Serure
PERSONThe U.S. Securities and Exchange Commission
ORGANIZATIONAccount Value
ORGANIZATION