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ww.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL Aegis Capital C
sting public it is mandated to protect. "SEC charges Company and Two Executives for Misleading COVID-19 Disclosures" Let that sink in for a minute Parallax Health Sciences Inc. Paul Arena and Nathaniel Bradley (sec.gov) UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK 5 . FACTUAL BACKGROUND 13. At all times rele
2 mentions1 same-page
Page ?Same page
ww.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL Aegis Capital C
sting public it is mandated to protect. "SEC charges Company and Two Executives for Misleading COVID-19 Disclosures" Let that sink in for a minute Parallax Health Sciences Inc. Paul Arena and Nathaniel Bradley (sec.gov) UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK 5 . FACTUAL BACKGROUND 13. At all times rele
2 mentions1 same-page
Page ?Same page
ww.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL Aegis Capital C
sting public it is mandated to protect. "SEC charges Company and Two Executives for Misleading COVID-19 Disclosures" Let that sink in for a minute Parallax Health Sciences Inc. Paul Arena and Nathaniel Bradley (sec.gov) UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK 5 . FACTUAL BACKGROUND 13. At all times rele
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2 mentions1 same-page
Page ?Same page
ww.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL Aegis Capital C
sting public it is mandated to protect. "SEC charges Company and Two Executives for Misleading COVID-19 Disclosures" Let that sink in for a minute Parallax Health Sciences Inc. Paul Arena and Nathaniel Bradley (sec.gov) UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK 5 . FACTUAL BACKGROUND 13. At all times rele
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Mutual Connections (141)
Entities connected to both Rochelle S. Hall Department and Parallax Health Sciences Inc.
Donald Trump
PERSON27 w/ Rochelle·10 w/ Parallax
Michael Milken
PERSON27 w/ Rochelle·10 w/ Parallax
CD
Chris Dilorio
PERSON27 w/ Rochelle·10 w/ Parallax
MW
Martin Weinberg
PERSON27 w/ Rochelle·5 w/ Parallax
Gruntal
ORGANIZATION27 w/ Rochelle·5 w/ Parallax
SA
Sater
PERSON27 w/ Rochelle·5 w/ Parallax
Prince Charles
PERSON27 w/ Rochelle·4 w/ Parallax
Hoboken
LOCATION27 w/ Rochelle·4 w/ Parallax
Stetson
ORGANIZATION27 w/ Rochelle·4 w/ Parallax
Newark
LOCATION27 w/ Rochelle·4 w/ Parallax
Hwang
PERSON27 w/ Rochelle·4 w/ Parallax
Credit Suisse
ORGANIZATION27 w/ Rochelle·4 w/ Parallax
Connecticut
LOCATION27 w/ Rochelle·4 w/ Parallax
Icahn
PERSON27 w/ Rochelle·4 w/ Parallax
Therapix
ORGANIZATION27 w/ Rochelle·4 w/ Parallax
Alpha Capital Anstalt
ORGANIZATION27 w/ Rochelle·4 w/ Parallax
Sci Sparc Ltd
ORGANIZATION27 w/ Rochelle·4 w/ Parallax
Puglisi & Associates
ORGANIZATION27 w/ Rochelle·4 w/ Parallax
Liberty Bar Site
ORGANIZATION27 w/ Rochelle·4 w/ Parallax
Meten EdtechX Education Group
ORGANIZATION27 w/ Rochelle·4 w/ Parallax