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Document Mentions (3 shared documents)
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My 2013 Knight/UBS TCR filed with Berger Montague in March 2013. Highlighted trading activity in Imaging Diagnostic Systems: IMDS. Despite glaring AML Red Flags involving entities subsequently cited by the SEC as Securities law violators, NITE and UBSS traded billions of shares. The SEC: Boston Director Leve
ial, Inc. (NYSE: AX) (Axos or the Company) announced that its subsidiary, Axos Clearing, LLC, has completed the acquisition of the parent company of COR Clearing LLC (COR Clearing) after receiving all required regulatory approvals. www.tradersmagazine.com The SEC knows COR (Axos) VERY Well COR Clearing LLC (se
2 mentions1 same-page
Page ?Same page
My 2013 Knight/UBS TCR filed with Berger Montague in March 2013. Highlighted trading activity in Imaging Diagnostic Systems: IMDS. Despite glaring AML Red Flags involving entities subsequently cited by the SEC as Securities law violators, NITE and UBSS traded billions of shares. The SEC: Boston Director Leve
ial, Inc. (NYSE: AX) (Axos or the Company) announced that its subsidiary, Axos Clearing, LLC, has completed the acquisition of the parent company of COR Clearing LLC (COR Clearing) after receiving all required regulatory approvals. www.tradersmagazine.com The SEC knows COR (Axos) VERY Well COR Clearing, LLC (s
2 mentions1 same-page
Page ?Same page
My 2013 Knight/UBS TCR filed with Berger Montague in March 2013. Highlighted trading activity in Imaging Diagnostic Systems: IMDS. Despite glaring AML Red Flags involving entities subsequently cited by the SEC as Securities law violators, NITE and UBSS traded billions of shares. The SEC: Boston Director Leve
ial, Inc. (NYSE: AX) (Axos or the Company) announced that its subsidiary, Axos Clearing, LLC, has completed the acquisition of the parent company of COR Clearing LLC (COR Clearing) after receiving all required regulatory approvals. www.tradersmagazine.com The SEC knows COR (Axos) VERY Well COR Clearing LLC (se
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Mutual Connections (202)
Entities connected to both AML Red Flags and COR Clearing LLC
CD
Chris Dilorio
PERSON14 w/ AML·20 w/ COR
Supreme Court
ORGANIZATION13 w/ AML·20 w/ COR
Berger Montague
ORGANIZATION14 w/ AML·18 w/ COR
PA
Pasquinelli
PERSON8 w/ AML·18 w/ COR
NO
Norberg
PERSON8 w/ AML·18 w/ COR
Donald Trump
PERSON7 w/ AML·17 w/ COR
GE
Gensler
PERSON9 w/ AML·15 w/ COR
DB
Dick Best
PERSON8 w/ AML·16 w/ COR
BB
Bada Bing
PERSON3 w/ AML·20 w/ COR
Benchmark Construction
ORGANIZATION3 w/ AML·20 w/ COR
Suncrest Global Energy
ORGANIZATION3 w/ AML·20 w/ COR
Galaxy Specialities Inc
ORGANIZATION3 w/ AML·20 w/ COR
Beacon Enterprise Solutions
ORGANIZATION3 w/ AML·20 w/ COR
FTE Networks
ORGANIZATION3 w/ AML·20 w/ COR
George Mitchell
PERSON6 w/ AML·17 w/ COR
Beacon
ORGANIZATION3 w/ AML·20 w/ COR
Network Infrastructure
ORGANIZATION3 w/ AML·20 w/ COR
US Home Rentals LLC
ORGANIZATION3 w/ AML·20 w/ COR
GARDEN STATE SECURITIES INC. - BrokerCheck
ORGANIZATION3 w/ AML·20 w/ COR
MW
Mrs Rusty Wing
PERSON3 w/ AML·20 w/ COR