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UGHT NEIMANMARCUS GROUP INC NMGA 1.000 31.82650 31,901.50 CL A COVER SHORT, EXECUTOR BY BUCK CC•AMISSION 60.00 04/10/01 04/05/01 BOUGHT PHOENIX TECHNOLOGIES LTD PEEL 1.900 9.11480 17,332.74 WITH RIGHTS TO PURCHASE PREFRD SIX UNDER CERTAIN CIRCUMSTANCE COVER SHORT. EXECUTION BY Svc 04/10101 04/05/01
ITTERS INC AEOS MRGN 32.200 28.7500 925.750 NEW ALLOY ONUNE MOT MRGN 9.300 8.7500 81.375 »JR CORP.DEL AMR SHRT 400 35.1200 -31,608 ALKERMES INC ALKS SHRT -700 21.9380 -15.357 ANNTAYLCR STORES CORP ANN SHRT 4.200 26.5500 -111.510 BROWN SHOE COMPANY &NS MRGN 15.050 18.8500 283.
Y DEAN WIRER 8 CO COVER SHORT. EXECUTION BY BUCK COMMISSION 66,00 IkakkaktU§MioulliN CL A COVER SHORT. EXECUTION BY BUCK COMMISSiON 60,00 PHOENIX TECHNOLOGIES LTD WITH RIGHTS TO PURCHASE PREFRD STK UNDER CERTAIN CIRCUMSTANCE COVER SHORT. EXECUTION BY SLKC SITABOOCUSP MWD QUANTITY 1,100 PRICE 48.50000
SYMBOL TECHNOLOGIES INC SBL 2,300 39.63950 91,346.85 WITH DUE Eli SPIT 3: 2 EXECUTION BY FBWA COMMISSION 161,00 04/02/01 03/28/01 BOUGHT ALKERMES INC ALKS 700 21.72920 15.225.44 COVER SHORT, EXECUTION BY FBCO 027 042601:1S:4B 001 Van EFTA00199658 CLEARED THRWGH ITS YTHWY OHnE0 SUBSIDIA
ontinued) Equities & Options (continued) DESORPTION svmacc O.bIP ACCT TYE augur PACE MARKET VALLE ESTIMATED ANNUAL INCOME OURFIRVT YELD PHOENIX TECHNOLOGIES LTD PTEC SHRT -1,900 13.8750 -26.363 PIER 1 IMPORTS INC PIR MRGN 15,800 13.0000 205.400 2,528 1.2308 POLYMEDICA CORP PLAID SHRT -550 22
C PRIME MIA PORTFOUO 04/02/01 03/28/01 BOUGHT AMERICAN EAGLE OUTFITTERS INC AEOS 1,650.00 29.2688 48,308.52 NEW 04/02/01 03/28/01 BOUGHT ALKERMES INC ALKS 700.00 21.7292 15,225.44 04/02/01 03/28/01 BOUGHT CISCO SYSTEMS INC CSCO 1.300.00 15.6875 20,434.75 04/02/01 03/28/01 BOUGHT GOL
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