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9/1)1 DO/04/01 SOLD INTEL 60 INTC -2.000 24.65450 49.232.35 SHORT. MARION BY NET COIANISMON 60.00 SEC FEE 1.65 04/09/01 04/0401 SOLD MAXIMUS INC MIAS -1.500 27.15490 60.810.99 SEE NOTE'S' ON BACK SHORT. EXECUTION BY TUCK COIAMISSION 106.00 SEC FEE 1.36 04/09/01 04/04/01 SOW SAKS
UGHT NEIMANMARCUS GROUP INC NMGA 1.000 31.82650 31,901.50 CL A COVER SHORT, EXECUTOR BY BUCK CC•AMISSION 60.00 04/10/01 04/05/01 BOUGHT PHOENIX TECHNOLOGIES LTD PEEL 1.900 9.11480 17,332.74 WITH RIGHTS TO PURCHASE PREFRD SIX UNDER CERTAIN CIRCUMSTANCE COVER SHORT. EXECUTION BY Svc 04/10101 04/05/01
SLA -3.100 25.60470 79.356.92 04/17/01 04/11/01 BOUGHT MC 2.000 27.85000 55,715.00 04/17/01 04/11/01 BOUGHT 04/17101 04/11/01 AdUoHY MAXIMUS INC SEE NOTE ON BACK COVER SHORT, EXECUTION BY BUCK COMMISSION 90.00 MMS 1.500 30.43640 Chi gie m 1.100 COVER SHORT, EXECUTION BY SLKC 45,75
Y DEAN WIRER 8 CO COVER SHORT. EXECUTION BY BUCK COMMISSION 66,00 IkakkaktU§MioulliN CL A COVER SHORT. EXECUTION BY BUCK COMMISSiON 60,00 PHOENIX TECHNOLOGIES LTD WITH RIGHTS TO PURCHASE PREFRD STK UNDER CERTAIN CIRCUMSTANCE COVER SHORT. EXECUTION BY SLKC SITABOOCUSP MWD QUANTITY 1,100 PRICE 48.50000
03/27/01 03/22/01 BOUGHT U2 1.350 44.36380 59,987.13 03/27/01 03/22/01 BOUGHT MTON 1.650 28.37500 46,833.75 03/27/01 03/22/01 BOUGHT MAXIMUS INC SEE NOTE'S' ON BAD< COVER SHORT. EXECUTION BY BUCK COMMISSION 108.00 MORGAN STANLEY DEAN WITTER & CO COVER SHORT, EXECUTION BY BUCK COMMISSIO
ontinued) Equities & Options (continued) DESORPTION svmacc O.bIP ACCT TYE augur PACE MARKET VALLE ESTIMATED ANNUAL INCOME OURFIRVT YELD PHOENIX TECHNOLOGIES LTD PTEC SHRT -1,900 13.8750 -26.363 PIER 1 IMPORTS INC PIR MRGN 15,800 13.0000 205.400 2,528 1.2308 POLYMEDICA CORP PLAID SHRT -550 22
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