3
Shared Docs
3
Same-Page
3 / 3
Mentions
DATE TRANSACT/3N 12/13/01 SOLD DESORPTION APOLLO GROUP INC-CL A SHORT, EXECUTION BY INET VS -1050 12-13-01 COMMISSION 31.50 SEC FEE 1,67 CHARLOTTE RUSSE HLDG INC SHORT, EXECUTION BY INET VS 1500 12-13-01 COMMISSION 45.00 SEC FEE .90 NIKE INC-CL B SHORT. EXECUTION BY BUCK VS -1800 12-13-01
) INVESTMENT ACTIVITY (continued) SETTLEMENT TRADE DATE DATE 11/16/01 11/13/01 TRANSAC11ON BOUGHT 11l1 lin '66c AY CESCRPTION BLYTH INC (FORM BLYTH INDS INC) COVER SHORT, EXECUTION BY BUCK COMMISSCH 54,00 IneblraITME§1O CIRCUIT CITY GROUP COVER SKIRT, EXECUTION BY BUCK COMMISSION 84,00 ETHAN AL
WESTPOINT STEVENS INC EXECUTION BY BUCK COMMISSION 247.50 SEC FEE .48 PROGRESSIVE CORP-OHIO COVER SHORT, EXECUTION BY DOWN COMMISBON 28.00 CHARLOTTE RUSSE HLDG INC EXECUTION BY RSSF AL 900 25.99090 23,460.81 06/20/01 06/15/01 BOUGHT SKX 1,500 26.99030 40.590.45 06120/01 06/15/01 BOUGHT 1
INC WITH RIGHTS TO PURCHASE COMMON STK UNDER CERTAIN CIRCUMSTANCE SEE NOTE '5* ON BACK SHORT. EXECUTION BY BUCK COMMISSION 54.00 BLYTH INC (FORM BLYTH INDS INC) SHORT. EXECUTION BY BUCK COMMISSION 54.00 SEC FEE .73 PACIFIC SUNWEAR OF CALIFORNIA INC SHORT. EXECUTION BY INET COMMISSION 48.00 SEC F
05/01/01 04/26/01 SOLD SRM .4.200 13.97140 58.368.92 05101/01 04/26101 BOUGHT VANS 2.000 17.70000 35.415.00 05/01/01 04/26101 SOLD CHARLOTTE RUSSE HLDG INC SHORT, EXECUTION BY INET COMMISSION 48,00 SEC FEE 1,77 REEBOK INTERNATIONAL LTD WITH RIGHTS TO PURCHASE COMMON SW UNDER CERTAIN CIR
LBERTSONS INC ABS -900.00 28.5828 25.654.66 WITH ROM TO PURCHASE CCMMON 05/30/01 05/24/01 SOLD BLYTH INC 8TH -900.00 24.2750 21,777.77 (FORM BLYTH INDS INC) 05/30/01 05/24/01 SOLD BOMBAY CO INC BBA -3.000.00 3.0660 9,032.69 WITH RIGHTS TO PURCHASE PREFRD 05/30/01 05/24/01 SOLD CLAIRES STORES
Entities connected to both CHARLOTTE RUSSE and FORM BLYTH INDS INC

Ghislaine Maxwell
PERSON
Julie K. Brown
PERSON
Ralph Lauren
PERSONWTSLA
ORGANIZATIONLARRY KEMP
PERSONCOSTCO WHOLESALE CORP-NEW
ORGANIZATIONTALBOTS INC
ORGANIZATIONBEBE STORES INC
ORGANIZATIONNAUTICA ENTERPRISES INC
ORGANIZATIONSTEVEN MADDEN LTD
ORGANIZATIONUNITED RETAIL GROUP INC
ORGANIZATIONTOMMY HILFIGER CORP-ORD
ORGANIZATIONPOLO RALPH LAUREN CORP-CL
ORGANIZATIONOUIKSILVER INC
ORGANIZATIONSYMBOL TECHNOLOGIES INC
ORGANIZATIONSAFEWAY INC
ORGANIZATIONCHICOS FAS INC
ORGANIZATION
Wilbur Ross
PERSON
Financial Trust Company
ORGANIZATIONMoney Fund
ORGANIZATION