3
Shared Docs
3
Same-Page
3 / 3
Mentions
SHORT, EXECUTION BY WET COMMISSION 15.00 SEC FEE .77 PF C,HANGS CHINA BISTRO INC SHORT. EXECUTION BY INET COMMISSION 45.00 SEC FEE 1.76 J C PENNEY CO INC SEE NOTE ON BAD( SHORT, EXECUTION BY BUCK COMMISSION 66.00 SEC FEE .76 KCP -1.600 12.76000 20.304.31 10/01/01 09/26/01 SOLD DIA .1.0
NCE EXECUTION BY BUCK COMMISSION 24,00 TOMMY HILFIGER CORP-ORD EXECUTION BY RHCO COMMISSION 210,00 VANS INC EXECUTION BY MONT SEC FEE ,31 BED BAN & BEYOND INC COVER SHORT, EXECUTION BY JPHO COH 500 23.10000 11,595.00 10105/01 10/02/01 BOUGHT CHS 800 28.45000 22,823.00 10105/01 10/02/01 BOUGH
EFICIAL INT DIV CHG 4900 SHS SHORT REC 03/20/01 PAY 04130/01 SnABOAvSti, SPY CAJAMITe RATE 110 CEBU AMOUNT 1,546.00 CREDIT AMOUNT 05/01/01 J C PENNEY CO INC DIV CHG 1100 SHS SHORT REC 04/10/01 PAY 05/01/01 JCP 137.50 05/14/01 DIAMONDS TRUST-UNIT SERIES 1 DIV CHG 3200 SHS SHORT REC 04/24/01 PAY 0
KECHERS USA INC CL A EXECUTION BY BUCK COMMISSION 72.00 USA DETERGENTS INC USAD 18.000 6.81250 122.605.91 EXECUTION BY JOKE SEC FEE 4.09 BED BAN & BEYOND INC COVER SHORT, EXECUTION BY NET COMMISSION 49.50 AS OF 04/04/01 COM -5,800 28.78780 166.542.67 04/09/01 04/04/01 SOLD JNY -2,600 36.5500
TION SOLD DESCRIPTION INTERNATIONAL BUSINESS MACHINES CORP SHORT, EXECUTION BY BUCK COMMISSION 24.00 SEC FEE 1,38 KOHLS CORP COVER SKIRT, J C PENNEY CO INC SHORT, EXECUTION BY BUCK COMMISDON 168,00 SEC FEE 1.40 STAPLES INC COVER SHORT, EXECUTION BY REDI COMMISSION 20.00 CHILDRENS PLACE RETAIL
5.5000 217.000 5,600 2.5806 BEBE STORES INC BEBE SHRT -1.750 25.0000 -43,750 BAKER JINC JBAK MRGN 72,600 62500 453,750 4,356 0.9600 BED BAN & BEYOND INC BMW SHRT -1.000 24.0630 -24,063 BOMBAY CO INC BBA MRGN 53,000 2.4380 129.214 BUCKLE INC BKE MRGN 4,500 19.7500 88.875 027 0147,0i:
Entities connected to both J C PENNEY CO INC and BED BAN & BEYOND INC
SZeirns
PERSONUNITED RETAIL GROUP INC
ORGANIZATION
Ralph Lauren
PERSONTALBOTS INC
ORGANIZATION
Ghislaine Maxwell
PERSONFOOTSTAR INC
ORGANIZATIONLIZ CLAIBORNE INC
ORGANIZATIONCOSTCO WHOLESALE CORP-NEW
ORGANIZATIONSYMBOL TECHNOLOGIES INC
ORGANIZATIONOUIKSILVER INC
ORGANIZATIONLARRY KEMP
PERSONNAUTICA ENTERPRISES INC
ORGANIZATIONSTEVEN MADDEN LTD
ORGANIZATIONGRECO
PERSON
Julie K. Brown
PERSONPOLO RALPH LAUREN CORP-CL
ORGANIZATIONTOMMY HILFIGER CORP-ORD
ORGANIZATIONWTSLA
ORGANIZATION
Financial Trust Company
ORGANIZATION
Wilbur Ross
PERSON