3
Shared Docs
3
Same-Page
3 / 3
Mentions
C SNORT. EXECUTION BY NET COMMISSIN 15.00 SEC FEE .77 PF CHANGS CHINA BISTRO INC SHORE. EXECUTION BY MET COmmiSSION 45.1:0 SEC FEE 1.78 J C PENNEY CO INC SEE NOTE 1m ON OMIT SHORT. EXECUTION BY BUCK cosoaSsioN 66.00 SEC FEE .76 -1.000 9.00000 10/01/01 09/26101 BOUGHT BEMY 1.100 25.73900
.8123 50.611.75 WITH RIGHTS TO PURCHASE PRERD 10121)/01 10/24/01 SOLD GYMBOREE CORP GYMB -500.00 9.1200 4.529.84 1(929431 10/24/01 SOLD HUMANA INC HUM .1,903.00 10.7400 20.257.31 WI RIGHTS TO PURCHASE PRETRO 1029101 10/24101 SOLD JONES APPAREL GROUP INC 1NY -1.500.00 26.7604 40.019
KHOUSE INC 051 .400 27.78000 11.072.62 SEE NOTE S ON BACK SHORT. EXECUTION BY BUCK COMMISSION 24.00 SEC FEE .38 10,29101 10/24101 SOLD J C PENNEY CO INC JCP -700 23.92000 16.686.44 SEE NOTE'S' ON BACK SHORT, EXECUTION BY BUCK COMMISSION 42,00 SEC FEE .56 Beer. SZeirns SON, htt GOO. Dec Me
10/24/01 SOLD GYMBOREE CORP GYMB -500 9.12000 4.529.84 SHORT. EXECUTION BY INET COMMISSION 15.00 SEC FEE .16 10/29/01 10/24/01 SOLD HUMANA INC HUM .1.900 10.74000 20.257.31 WITH RIGHTS TO PURCHASE PREFRD STK UDDER CERTAIN CIRCUMSTANCE SHORT. EXECUTION BY MLCO COMMISSION 133.00 SEC
SHORT, EXECUTION BY WET COMMISSION 15.00 SEC FEE .77 PF C,HANGS CHINA BISTRO INC SHORT. EXECUTION BY INET COMMISSION 45.00 SEC FEE 1.76 J C PENNEY CO INC SEE NOTE ON BAD( SHORT, EXECUTION BY BUCK COMMISSION 66.00 SEC FEE .76 KCP -1.600 12.76000 20.304.31 10/01/01 09/26/01 SOLD DIA .1.0
18123 50,611.75 WITH RIGHTS TO PURCHASE PREFRD 10/29/01 10/24/01 SOLD GYMBOREE CORP GYMS -500.00 9.1200 4,529.84 10/29/01 10/24/01 SOLD HUMANA INC HUM -1.900.00 10.7400 20,257.31 WITH RIGHTS TO PURCHASE PREFRD 10/29/01 10/24/01 SOLD JONES APPAREL GROUP INC JNY -1.500.00 26.7604 40.0
Entities connected to both J C PENNEY CO INC and HUMANA INC

Ghislaine Maxwell
PERSONTALBOTS INC
ORGANIZATIONFOOTSTAR INC
ORGANIZATIONUNITED RETAIL GROUP INC
ORGANIZATION
Ralph Lauren
PERSONTOMMY HILFIGER CORP-ORD
ORGANIZATIONSTEVEN MADDEN LTD
ORGANIZATION
Julie K. Brown
PERSONSYMBOL TECHNOLOGIES INC
ORGANIZATIONOUIKSILVER INC
ORGANIZATIONPOLO RALPH LAUREN CORP-CL
ORGANIZATIONLARRY KEMP
PERSONNAUTICA ENTERPRISES INC
ORGANIZATIONBEBE STORES INC
ORGANIZATION
Financial Trust Company
ORGANIZATIONSZeirns
PERSONSHOE CARNIVAL INC-IND
ORGANIZATIONWTSLA
ORGANIZATIONLIZ CLAIBORNE INC
ORGANIZATIONJONES APPAREL GROUP INC
ORGANIZATION