3
Shared Docs
3
Same-Page
3 / 3
Mentions
C SNORT. EXECUTION BY NET COMMISSIN 15.00 SEC FEE .77 PF CHANGS CHINA BISTRO INC SHORE. EXECUTION BY MET COmmiSSION 45.1:0 SEC FEE 1.78 J C PENNEY CO INC SEE NOTE 1m ON OMIT SHORT. EXECUTION BY BUCK cosoaSsioN 66.00 SEC FEE .76 -1.000 9.00000 10/01/01 09/26101 BOUGHT BEMY 1.100 25.73900
5145 SHORT REC 09/21/01 PAY 192901 10/09/D1 TOOTSIE ROLL INDUSTRIES INC TR 66.50 -n 10/11/01 DM DIG 950 511$ SHORT REC 0928.01 PAY 10/0601 UCBH HOLDINGS INC UCBH 36.00 DM DIG 9C0 SHS SHORT C in z 1915/01 10/15/01 10/1901 REC 09/30/01 PAY 1911101 K.SWISSINC-CL A REC 09/28/01 PAY 1915/01 KIMCO
SHORT, EXECUTION BY WET COMMISSION 15.00 SEC FEE .77 PF C,HANGS CHINA BISTRO INC SHORT. EXECUTION BY INET COMMISSION 45.00 SEC FEE 1.76 J C PENNEY CO INC SEE NOTE ON BAD( SHORT, EXECUTION BY BUCK COMMISSION 66.00 SEC FEE .76 KCP -1.600 12.76000 20.304.31 10/01/01 09/26/01 SOLD DIA .1.0
BENEFICIAL INT SHORT. EXECUTION BY BUCK COMMISSION 60.00 SEC FEE 3,67 TALBOTS INC SHORT. EXECUTION BY JEFF COMMISSION 9860 SEC FEE 1.22 UCBH HOLDINGS INC COVER SHORT. EXECUTION BY SLKC SY1A3OUCLISP SPY °HARM -1,000 PRICE 107.06500 Beer. SZeirns S0N, t4,1 Dap. CeoLlevolech Contof North Beccido
TLEMENT TRADE DATE DATE TRANSACTION 07/19/01 07/16/01 BOUGHT OESCRIPTION NIKE INC-CA. B COVER SHORT, EXECUTION BY BUCK COMMISSION 42,00 J C PENNEY CO INC SEE NOTE '5° ON BACK SHORT, EXECUTION BY BUCK COMMISSION 54,00 SEC FEE ,87 CHRISTOPHER 8 BANKS CORP EXECUTION BY SLKC SYMBOLCUSE NKE CVAA
20 0.4409 TOOTSIE ROLL INDUSTRIES INC TR SHRT -950 38.8500 -36.908 -266 0.7207 TOMMY HILFIGER CORP-ORD TOM MRGN 8,150 13.1000 106.765 UCBH HOLDINGS INC UCBH SHRT -900 31.5200 -28.368 -144 0.5076 UNITED RETAIL GROUP INC URGI MRGN 35.500 10.3900 368.845 UNITED STATIONERS INC USTR MRGN
Entities connected to both J C PENNEY CO INC and UCBH HOLDINGS INC

Ralph Lauren
PERSONUNITED RETAIL GROUP INC
ORGANIZATION
Ghislaine Maxwell
PERSONTALBOTS INC
ORGANIZATIONLARRY KEMP
PERSONPOLO RALPH LAUREN CORP-CL
ORGANIZATION
Julie K. Brown
PERSONSTEVEN MADDEN LTD
ORGANIZATIONFOOTSTAR INC
ORGANIZATIONSYMBOL TECHNOLOGIES INC
ORGANIZATIONTOMMY HILFIGER CORP-ORD
ORGANIZATIONWTSLA
ORGANIZATIONNAUTICA ENTERPRISES INC
ORGANIZATION
Wilbur Ross
PERSONLIZ CLAIBORNE INC
ORGANIZATIONCOSTCO WHOLESALE CORP-NEW
ORGANIZATION
Financial Trust Company
ORGANIZATIONJONES APPAREL GROUP INC
ORGANIZATIONPERKO
ORGANIZATIONOUIKSILVER INC
ORGANIZATION