4
Shared Docs
4
Same-Page
4 / 4
Mentions
-2.800 7.2500 -20.300 SIGMA-ALDIUCH CORP SLAL SHIN -300 37.3500 -11.205 99 0.8835 SHOPKO STORES INC SKO SHRT -5.100 8.3000 -42.330 SHOE CARNIVAL INC-IND SUL MRGN 18.800 9.8500 185.180 STANLEY WORKS SYNC SHRT -1,200 39.6400 -47,568 .1.152 2.4218 STARES INC SPLS SHRT -2.000 15.5800 -3
.8123 50.611.75 WITH RIGHTS TO PURCHASE PRERD 10121)/01 10/24/01 SOLD GYMBOREE CORP GYMB -500.00 9.1200 4.529.84 1(929431 10/24/01 SOLD HUMANA INC HUM .1,903.00 10.7400 20.257.31 WI RIGHTS TO PURCHASE PRETRO 1029101 10/24101 SOLD JONES APPAREL GROUP INC 1NY -1.500.00 26.7604 40.019
00 47.6400 -247,728 -4.784 1.9312 SHARPER IMAGE CORP SHRP MRGN 8,100 11.7500 95,175 SHOPKO STORES INC SKO SHRT -6,000 9.5000 -57,000 SHOE CARNIVAL INC-IND SCVL MRGN 18.800 13.8700 260.756 STANLEY WORKS SWK SHRT -400 46.5700 -18.628 -384 2.0614 STRIDE RITE CORP SRR MRGN 5.000 6.5500 32
10/24/01 SOLD GYMBOREE CORP GYMB -500 9.12000 4.529.84 SHORT. EXECUTION BY INET COMMISSION 15.00 SEC FEE .16 10/29/01 10/24/01 SOLD HUMANA INC HUM .1.900 10.74000 20.257.31 WITH RIGHTS TO PURCHASE PREFRD STK UDDER CERTAIN CIRCUMSTANCE SHORT. EXECUTION BY MLCO COMMISSION 133.00 SEC
-2,800 7.2500 -20,300 SIGMA-ALDRICH CORP SIAL SHRT -300 37.3500 -11205 -99 0.8835 SHOPKO STORES INC SKO SHIRT -5,100 8.3000 -42.330 SHOE CARNIVAL INC-IND SCVL MRGN 18.800 9.8500 185.180 STANLEY WORKS SWK SHRT -1.200 39.6400 -47368 -1.152 2.4218 STAPLES INC SPLS SHRT -2.000 153600 -31
18123 50,611.75 WITH RIGHTS TO PURCHASE PREFRD 10/29/01 10/24/01 SOLD GYMBOREE CORP GYMS -500.00 9.1200 4,529.84 10/29/01 10/24/01 SOLD HUMANA INC HUM -1.900.00 10.7400 20,257.31 WITH RIGHTS TO PURCHASE PREFRD 10/29/01 10/24/01 SOLD JONES APPAREL GROUP INC JNY -1.500.00 26.7604 40.0
E STORES INC STGS .4.300 25.09000 107.870.38 NEW EXECUTION BY SLKC VS 3300 11-20-01, 1000 12-04-0 1 SEC FEE 1,62 03/25/02 03/20/02 SOLD SHOE CARNIVAL INC-IND SCVL .13.100 14.90000 195.172.07 EXECUTION BY FLTT VS 5300 12-08-00. 7600 11-30-0 0. 200 11-16-00 SEC FEE 2,93 03/25/02 03/20/02 SOLD SY
PC 2.100 37.07000 77394.00 04/10/02 04/05/02 BOUGHT WITH RIGHTS TO PURCHASE PREFRD SIX UNDER CERTAIN CIRCUMSTANCE UNSOLICITED COVER SHORT, HUMANA INC HUM 1.000 14.06000 14,130.00 04/10/02 04/05/02 BOUGHT WITH RIGHTS TO PURCHASE PREFRD SIX UNDER CERTAIN CIRCUMSTANCE UNSOLICITED COVER SHOR
Entities connected to both SHOE CARNIVAL INC-IND and HUMANA INC

Ghislaine Maxwell
PERSONUNITED RETAIL GROUP INC
ORGANIZATIONSTEVEN MADDEN LTD
ORGANIZATION
Julie K. Brown
PERSON
Ralph Lauren
PERSONLARRY KEMP
PERSONGENESCO INC
ORGANIZATIONBEBE STORES INC
ORGANIZATIONFOOTSTAR INC
ORGANIZATIONTALBOTS INC
ORGANIZATION
Wilbur Ross
PERSONNAUTICA ENTERPRISES INC
ORGANIZATIONCHICOS FAS INC
ORGANIZATIONWTSLA
ORGANIZATION
Financial Trust Company
ORGANIZATIONPERKO
ORGANIZATIONPOLO RALPH LAUREN CORP-CL
ORGANIZATIONTOMMY HILFIGER CORP-ORD
ORGANIZATIONJONES APPAREL GROUP INC
ORGANIZATIONEquities & Options
ORGANIZATION