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.14 12/17/01 12/12/01 BOUGHT RYL 400 67.34200 26.975.80 12117/01 12/12/01 BOUGHT SHRP 700 10.45000 7,33000 12/17/01 12112/01 BOUGHT STANDARD & POORS DEPOSITORY RECEIPTS (SPURS) (BOOK ENTRY) UNITS UNDIVIDED BENEFICIAL INT COVER SHORT, EXECUTION BY BUCK COMMISSION 30.00 SPY 500 114.33000 5
RT -900 33.9700 -30,573 AMERICAN EAGLE OUTFITTERS INC AEOS MRGN 17.400 26.1700 455.358 NEW ALLOY INC ALOY MRGN 4.600 21.5300 99.038 (FRM ALLOY ONLINE INC) ALBERTSONS INC ABS SHRT -1.900 31.4900 -59.831 -1444 2.4135 ANNTAYLOR STORES CORP ANN MRGN 14.200 35.0000 497,000 APOLLO GROUP INC-CL
7.2001 SETTLEMENT TRADE DATE DATE TRANSACTION DESORPTION SY1A3011OUSAP OJANTWe PFPLE DEBIT AMOUNT CREDIT AMOUNT 08/16/01 08/13/01 SOLD STANDARD & POORS DEPOSITORY SPY -800 119.60000 95,613.81 RECEIPTS (SPURS) (BOOK ENTRY) UNITS UNDIVIDED BENEFICIAL INT SHORT. EXECUTION BY BUCK COMMISSION 48
0 09111/01 09/08/01 SOLD KWD -800 22.56000 17%84.39 09/11/01 09/06/01 SOLD ben aki oi/o7/61 SOO 6V SPY -1.900 112.65000 213%98.86 (FRM ALLOY ONLINE INC) EXECUTION BY RSSF SEC FEE .87 AL Y .1.700 15. 0 50 027 09,29,01:12:58 001 VS00 EFTA00199408 CLEARED THRWGH ITS niCkLY 0%M.E0 SUBSIDIARY
ECUTION BY BUCK VS -500 11-12-01. -300 10-17-0 COMMISSION 48.00 ECOLAB INC COVER SHORT. EXECUTION BY MDLD VS -400 11-12-01 COMMISSION 28.00 STANDARD & POORS DEPOSITORY RECEIPTS (SPORS) (BOOK ENTRY) UNITS UNDIVIDED BENEFICIAL INT SHORT, EXECUTION BY BUCK VS -800 02-25.02 COMMISSION 48.00 AMERICAN E
EAGLE OUTFITTERS INC AEOS -3,800 25.21780 95,811.20 NEW EXECUTION BY JPHO VS 3800 01-30-02 SEC FEE 1.44 56/68/U 6.ises/M 664.5 AL1hlitt (FRM ALLOY ONLINE INC) EXECUTION BY INET VS 2300 04-17-01 COMMISSION 69.00 SEC FEE .49 ANNTAYLOR STORES CORP SEE NOTE '5* ON BACK EXECUTION BY GKMC VS 800 03-05-
Entities connected to both STANDARD & POORS and FRM ALLOY ONLINE INC
LARRY KEMP
PERSONPOLO RALPH LAUREN CORP-CL
ORGANIZATION
Julie K. Brown
PERSON
Ralph Lauren
PERSON
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PERSONSTEVEN MADDEN LTD
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ORGANIZATIONUNITED RETAIL GROUP INC
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Financial Trust Company
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ORGANIZATIONBEBE STORES INC
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Wilbur Ross
PERSONCHICOS FAS INC
ORGANIZATIONTOMMY HILFIGER CORP-ORD
ORGANIZATIONFOOTSTAR INC
ORGANIZATIONNAUTICA ENTERPRISES INC
ORGANIZATIONJONES APPAREL GROUP INC
ORGANIZATIONCOSTCO WHOLESALE CORP-NEW
ORGANIZATIONWAL-MART STORES INC
ORGANIZATION