3
Shared Docs
3
Same-Page
3 / 3
Mentions
0 ITN CHG 900 SHS SHORT KC 05/10/01 PAY 05/31101 06/01/01 WESTPOINT STEVENSINC WAS B.250 0.0200 165.00 RTC 05/21/01 PAY 05/01/01 06108/01 CABOT CORP CBT 200.00 DIV CHG 1800 Sid SHORT RTC 05/25441 PAY 06,03/01 01E00 ALIOUPA on 01/0t01:02:12 Yeal EFTA01323319 0 -n C in r S9SPSE00- 0
2.00 LIDGMARK INTERNATIONAL INC WITH RIGHTS TO PURCHASE PREFRD SR LINDER CERTAIN CIRCUMSTANCE COVER SHORT. EXECUTION BY BUCK CaAMISSION 90.00 OAKLEY INC SHORT. EXECUTION BY GRUN COMPASSION 154.00 SEC FEE 1.38 TPA -7.600 77.33490 85.595.36 04/20/01 04/17931 SOLD BRCD 04/20.01 04/17/01 BO
SEC FEE .94 09/27/01 09/24/01 BOUGHT ADTRAN INC AWN 1,600 19.56500 31,319.00 COVER SHORT. EXECUTION BY SLKC 09/27/01 09/24/01 BOUGHT CABOT CORP CBI 1,100 35.75000 39,417.00 WITH RIGHTS TO PURCHASE PREFRD STK UNDER CERTAIN CIRCUMSTANCE COVER SHORT. EXECUTION BY COWN COMMISSION 77.00
.15 GAP INC SHORT. EXECUTION BY VKCO COMMISSION 140,00 SEC FEE 1.81 LOWES COMPANIES INC COVER SKIRT, EXECUTION BY BUCK COMMISSION 108,00 OAKLEY INC SHORT. EXECUTION BY MDLD COMMISSION 147,00 SEC FEE 1.31 /S OF 07/30101 BBI 1,900 16.75170 31,957.23 08/02/01 07/30/01 SOLD PLCE -1,400
STEVENS INC REC 0521/01 PAY 06/01/01 STAIDOUCUSIP TJx OUNYTITT RATE IS) DEMI AMOUNT 40.50 CREDIT AMOUNT WXS 8,250 0.0200 165.00 06108/01 CABOT CORP DIV CHG 1600 SHS SHORT REC 05/25101 PAY 0610801 CBT 208.00 027 070101:02:12 001 V481 EFTA00199603 CLEARED THRWOH ITS 0"E0 SUBSIDIARY BEAR
42.00 LEXMARK INTERNATIONAL INC WITH RIGHTS TO PURCHASE PREFRD STK UNDER CERTAIN CIRCUMSTANCE COVER SWIRL EXECUTION BY BUCK COMMISSION 90,09 OAKLEY INC SHORT. EXECUTION BY GRUN COMMISSION 154.00 SEC FEE 1,36 EXDS 1A 00 8.41050 11.831/0 04/20/01 04/17/01 BOUGHT LXK 1300 58.90000 88,455.
Entities connected to both CABOT CORP and OAKLEY INC
UNITED RETAIL GROUP INC
ORGANIZATIONPOLO RALPH LAUREN CORP-CL
ORGANIZATION
Ralph Lauren
PERSONTALBOTS INC
ORGANIZATIONSYMBOL TECHNOLOGIES INC
ORGANIZATION
Paul Ryan
PERSONLARRY KEMP
PERSONFOOTSTAR INC
ORGANIZATION
Ghislaine Maxwell
PERSONCOSTCO WHOLESALE CORP-NEW
ORGANIZATION
Julie K. Brown
PERSON
Financial Trust Company
ORGANIZATIONNAUTICA ENTERPRISES INC
ORGANIZATIONTOMMY HILFIGER CORP-ORD
ORGANIZATIONSTEVEN MADDEN LTD
ORGANIZATIONLIZ CLAIBORNE INC
ORGANIZATIONCHICOS FAS INC
ORGANIZATIONOSHKOSH B GOSH INC CL
ORGANIZATIONBEBE STORES INC
ORGANIZATIONJONES APPAREL GROUP INC
ORGANIZATION