7
Shared Docs
7
Same-Page
7 / 7
Mentions
NC AS OF 09/21/01 GPS 2.000 11.40000 22,940.00 09/26/01 09/21/01 BOUGHT GENERAL GROWTH PROPERTIES INC EXECUTION BY BUCK COMMISSION 78,00 GENESCO INC GCO -1,700 16.16050 27,354.93 WITH RIGHTS TO PURCHASE PREFRD STK UNDER CERTAIN CIRCUMSTANCE EXECUTION BY BUCK COMMISSION 102.00 SEC FEE .9
ETAIL STORES INC SHORT. EXECUTION BY WET COMMISSION 42.00 SEC FEE 1.15 GAP INC SHORT. EXECUTION BY VKCO COMMISSION 140,00 SEC FEE 1.81 LOWES COMPANIES INC COVER SKIRT, EXECUTION BY BUCK COMMISSION 108,00 OAKLEY INC SHORT. EXECUTION BY MDLD COMMISSION 147,00 SEC FEE 1.31 /S OF 07/30101 BBI
rtnr PRtE DEIST AMOUNT CP10.1 abIOL,NT 09/04/01 08/29/01 BOUGHT GUITAR CENTER INC GTRC 700.00 13.8000 9.67300 09/04/01 08/29/01 BOUGHT GENESCO INC GOO 900.00 23.2800 21,021.00 WITH RIGHTS TO PURCHASE PREFRD 09/04/01 08/29/01 BOUGHT KOHLS CORP KSS 500.00 55.1250 27.60730 09/04/01 0
/ Transaction Detail (continued) INVESTMENT ACTIVITY (continued) SETTLEMENT DATE 07/06/01 TRADE DATE TRANSACDDN 07/02/01 BOUGHT OESCRPTION LOWES COMPANIES INC COVER SHORT, EXECUTION BY VKCO COMMISSION 84,00 LOWES COMPANIES INC SHORT. 001 CHG 2350 SHS SHORT REC 06/08/01 PAY osnetei MENS WF_ARHOLISE
5.3500 82,390 GaDMAN SACHS GROUP INC GS SHRT -1,400 85.1000 -119,140 -672 0.5640 GAP INC GPS SHRT -750 23.7200 -17,790 -67 0.3766 GENESCO INC GCO MRGN 5,300 27.4000 145,220 GYMBOREE CORP GYMB SHRT -4.400 10.0000 -44.000 HOT TOPIC INC HOTT MRGN 24.900 28.0000 697,200 ILLUMI
ED DEPARTMENT STORES INC-DEL EXECUTION BY BUCK COMMISSION 54.00 SEC FEE 1.44 AS OF 03/07/01 KOHLS CORP EXECUTION BY BUCK COMMISSION 78.00 LOWES COMPANIES INC EXECUTION BY BUCK COMMISSION 54.00 PACIFIC SUNWEAR OF CAUFOPNIA EXECUTION BY INET COMMISSION 120,00 SEC FEE 3.58 WET SEAL INC-CL A EXECUTION
t 23:03 20.60000 41.215.03 09/07/01 09/04/01 BOUGHT GAOIOOKS INC GAD1 1.700 14.56750 24,779.75 Diana; BY RICO 09/07/01 09/0401 adu6KY GENESCO INC WIN 04045 TO PURCHASE PREFRD 1.100 23.0000 25.381.00 STK UNDER CERTAIN CRCUMSTANCE EXECUTION BY BUCK CO&W$S01 65.00 0907/01 09/04/01 SOLD
LACE RETAIL STOR NL Siam, MECUM./ Err mu COLNASSION 42.00 SEC FEE 1.15 GAP INC SNORT, EXECUTION BY VKCO COMMISSION 140.00 SEC FEE 1.81 LOWES COMPANIES INC COVER SHORT. DICUnON BY BIXK COIALTISSON 108.00 OWLET INC EXECUTION BY MOLD CaseSSION 147.00 SEC FEE 1.3T AS a 07434401 CHRISTOPHER & BAN
MRGN 3.050 17.6250 53.756 Gal APPAREL GROUP LTD GNI MRGN 20.850 7.5000 158,375 GERBER CHILDRENSWEAR INC GCW MRGN 7.400 5.3500 39.590 GENESCO INC GC@ MRGN 2,300 27.4000 63.020 HOT TOPIC INC MOTT MRGN 10.600 28.0000 296.800 HEAR% LTD cou NEW EAR hoRGN 10.300 2.0000 20.600 JONE
RATED DEPARTMENT STORES FICOEL ExECuTON BY BUCK COMMISSION 24.00 SEC FEE .64 AS OF 03/07/01 KOHLS CORP EXECUTION BY BUCK COMMISSION 36.00 LOWES COMPANIES INC EXECUTION BY BUCK COMMISSION 24.00 PACIFIC SUNWEAR OF CALIFORNIA WC DiCuTION BY WET COMMISSION 54.00 SEC FEE 1,61 DEIS 2.000 18.18750 36,
GN 3,050 17.6250 53,756 G-III APPAREL GROUP LTD GIII MRGN 20,850 7.5000 156,375 GERBER CHILDRENSWEAR INC GCW MRGN 7.400 5.3500 39,590 GENESCO INC GCO MRGN 2,300 27.4000 63,020 HOT TOPIC INC HOTT MRGN 10,600 28.0000 296,800 HEARX LTD EAR MRGN 10.300 2.0000 20.600 COM NEW JONES
50 36,390.00 03/12/01 03/07/01 SOLD FD -400 47.95000 19.140.36 03/12/01 03/07/01 BOUGHT KOHLS CORP EXECUTION BY BUCK COMMISSION 36.00 LOWES COMPANIES INC EXECUTION BY BUCK COMMISSION 24.00 PACIFIC SUNWEAR OF CAUFORNIA PSUN -1,800 26.77990 48,133.21 INC EXECUTION BY INET COMMISSION 54.00 SEC
Transaction Detail (continued) INVESTMENT ACTIVITY (continued) SETTLEMENT TRADE DATE DATE TRANSACT/ON 03/11/02 03/06/02 BOUGHT CESCFOPTION GENESCO INC WITH RIGHTS TO PURCHASE PREFRD STK UNDER CERTAIN CIRCUMSTANCE EXECUTION BY BUCK VS 900 03-06-02 COMMISSION 34.00 GYMBOREE CORP EXECUTION BY INET
S INC EXECUTION BY RHCO VS 300 08-27-01. 200 10.05.01 SEC FEE .12 HOT TOPIC INC EXECUTION BY RSSF VS 300 02-08-02. 300 02.07-02 SEC FEE .20 LOWES COMPANIES INC EXECUTION BY BUCK VS 400 02-26-02 COMMISSION 24.00 NAUTICA ENTERPRISES INC EXECUTION BY JPHO VS 500 11-28-01. 100 11-27-01 SEC FEE .13 WAL-MA
Entities connected to both GENESCO INC and LOWES COMPANIES INC

Ghislaine Maxwell
PERSON
Julie K. Brown
PERSON
Ralph Lauren
PERSONLARRY KEMP
PERSON
Wilbur Ross
PERSONUNITED RETAIL GROUP INC
ORGANIZATIONBEBE STORES INC
ORGANIZATIONSTEVEN MADDEN LTD
ORGANIZATIONPOLO RALPH LAUREN CORP-CL
ORGANIZATIONFOOTSTAR INC
ORGANIZATIONCHICOS FAS INC
ORGANIZATIONTALBOTS INC
ORGANIZATIONEquities & Options
ORGANIZATIONWTSLA
ORGANIZATIONNAUTICA ENTERPRISES INC
ORGANIZATION
Financial Trust Company
ORGANIZATIONCOSTCO WHOLESALE CORP-NEW
ORGANIZATIONLIZ CLAIBORNE INC
ORGANIZATION
New York City
LOCATION
Bear Stearns
ORGANIZATION