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Detail (continued) INVESTMENT ACTIVITY (cortinueD 7(11117.1041 1RA.71 IONS/471M OtSCRPOON Sw-BOLICuSP 01.10/07Y PRO 10/23/01 10/18/01 SOW GENESCO INC GEO .700 17.21500 WITH RIGHTS TO PURCHASE PREFRD SIX UNDER COGAN CIRCUMSTANCE EXECUTION 8Y BUCK CORIUISSON 42.00 SEC FEE .41 10123101 10/
-86.504 -2.024 2.3398 SHARPER IMAGE CORP SHRP SHRT -2.800 7.2500 -20.300 SIGMA-ALDIUCH CORP SLAL SHIN -300 37.3500 -11.205 99 0.8835 SHOPKO STORES INC SKO SHRT -5.100 8.3000 -42.330 SHOE CARNIVAL INC-IND SUL MRGN 18.800 9.8500 185.180 STANLEY WORKS SYNC SHRT -1,200 39.6400 -47,568
IVITY (cannon* S41111/AIM OAlt TRAM DAIS TRANSACTION OT.SCMPTI3N SY1.408/0A, CRIONITI ma 01W AMOUNT CREW ASTI 08/30/01 08/27/01 BOUGHT GENESCO INC rani RIGHTS TO PURCHASE PREFRD GC0 3.700 24.73920 .80104 SIX UNDER CERTAIN CIRCUIASTANCE EXECUTION BY V/CCO COIWASSION 259.00 08/30/01 08/
S TO PURCHASE CORMION 09105/01 08/30101 S0L0 STARW00D HOTELS & RESORTS HOT -1.OD0.00 34.4900 34.413.85 VIORLDWIDE 09/05/01 08/30101 SOLO SHOPKO STORES INC SKO -1.800.00 9.6112 17,191.58 09/05/01 08/3001 SOW STANDARD & POORS DEPOSITORY SPY -500.00 115 57.453.08 RECEPIS ISPORS) (800N (MRT) 0
FOO 1,100.00 32.5000 35.831,00 01/30/02 01/25/02 SOLD FOREST LABORATORIES INC FRX .500.00 81.1652 40.536.99 01/30/02 01/25/02 BOUGHT GENESCO INC GCO 1.600.03 24.3024 38.994.84 WITH RIGHTS TO PURCHASE PRETE/ 01/30/02 01/2562 BOUGHT HOME DEPOT INC HO 800.00 47.1500 37,783.00 01/30/
5.3500 545.025 NEW SEARS ROEBUCK & CO S SHRT -10.150 51.7500 -525.263 .9.1as 1.7778 SHARPER ØE CORP SHRP MRGN 14,800 10.5600 156.286 SHOPKO STORES INC SKO SHRT -7.300 10.2500 -74.825 SHOE CARNIVAL INC4NO SCVL 'ARCM 18.800 14.3500 269.780 021 01/26/012:10:42 001 Cain° Doem3m ~CUM OARED
2.500 12/18/01 12/13/01 SOLD CHICOS FAS INC EXECUTION BY BUCK VS 600 11-20-01, 500 11-27-01, 600 11-21-01 COMMISSION 102,00 SEC FEE 2,0T GENESCO INC WITH RIGHTS TO PURCHASE PREFRD SIX UNDER CERTAIN CIRCUMSTANCE EXECUTION BY BUCK VS 400 08-29-01. 1100 09-04-01 . 600 08-30-01 COMMISSION 126,00
2.7500 359.450 NEW SEARS ROEBUCK & CO S SHRT -5,200 47.6400 -247,728 -4.784 1.9312 SHARPER IMAGE CORP SHRP MRGN 8,100 11.7500 95,175 SHOPKO STORES INC SKO SHRT -6,000 9.5000 -57,000 SHOE CARNIVAL INC-IND SCVL MRGN 18.800 13.8700 260.756 STANLEY WORKS SWK SHRT -400 46.5700 -18.628 -
rtnr PRtE DEIST AMOUNT CP10.1 abIOL,NT 09/04/01 08/29/01 BOUGHT GUITAR CENTER INC GTRC 700.00 13.8000 9.67300 09/04/01 08/29/01 BOUGHT GENESCO INC GOO 900.00 23.2800 21,021.00 WITH RIGHTS TO PURCHASE PREFRD 09/04/01 08/29/01 BOUGHT KOHLS CORP KSS 500.00 55.1250 27.60730 09/04/01 0
TO PURCHASE COMMON 09/05/01 08130/01 SOLD STARWOOD HOTELS & RESORTS HOT -1.000.00 34.4900 34.413.85 WORLDWIDE INC 09105101 08130/01 SOLD SHOPKO STORES INC SKO -1.800.00 9.6112 17.194.58 09/05/01 08130/01 SOLD STANDARD & POURS DEPOSITORY SPY -500.00 115 57.453.08 RECEIPTS (SPDRS) (BOOK ENTRY)
.88040 330.608.96 EXECUTION BY FLIT VS 1700 12-31-01, 2800 12-18-0 I. 800 12-17-01, 1600 01-04-02 . 1200 01-18-02, 4200 11-13-01 SEC FEE 4,96 GENESCO INC GCO .4.600 27.15000 124.597.12 WITH RIGHTS TO PURCHASE PREFRD SW UNDER CERTAIN CIRCUMSTANCE EXECUTION BY BUCK VS 600 03-06-02. 1600 01-25-02
TO PURCHASE PREFRD 31X UNDER CERTAIN CIRCUMSTANCE COVER SHORT, EXECUTION BY SOCO VS 600 11-12-01 COMMISSION 42,00 04/03/02 03Y28/02 BOUGHT SHOPKO STORES INC SKO 2.100 18.03770 38.041.17 COVER SHORT, EXECUTION BY IEHM VS -300 09-04-01. -1300 01-22- 02, -500 12-26-01 COMMISSION 147,00 04/03/02 03
7.96 01/29/02 01/24/02 BOUGHT FLEMING COMPANIES INC FLM 900.00 19.5343 17,649.87 WITH RIGHTS TO PURCHASE PREFRD 01/29/02 01/24/02 BOUGHT GENESCO INC GCO 1.600.00 23.9880 38.491.80 WITH RIGHTS TO PURCHASE PREFRD 01/29/02 01/24/02 SOLD HOT TOPIC INC HOTT -6.000.00 34.2517 205.492.14 01
500 545.025 NEW SEARS ROEBUCK & CO S SHRT -10,150 51.7500 -525,263 -9,338 1.7778 SHARPER IMAGE CORP SHRP MRGN 14.800 10.5600 156,288 SHOPKO STORES INC SKO SHRT -7.300 10.2500 -74,825 SHOE CARNIVAL INC-IND SCVL MRGN 18.800 14.3500 269,780 Beer. 54,8,ns SOC,,,I.91 CO ,P Cr.* Meveleen Cont
Entities connected to both GENESCO INC and SHOPKO STORES INC
LARRY KEMP
PERSON
Ralph Lauren
PERSON
Ghislaine Maxwell
PERSON
Julie K. Brown
PERSONSTEVEN MADDEN LTD
ORGANIZATIONUNITED RETAIL GROUP INC
ORGANIZATION
Wilbur Ross
PERSONFOOTSTAR INC
ORGANIZATIONTALBOTS INC
ORGANIZATIONCHICOS FAS INC
ORGANIZATIONPOLO RALPH LAUREN CORP-CL
ORGANIZATIONBEBE STORES INC
ORGANIZATIONEquities & Options
ORGANIZATIONCOSTCO WHOLESALE CORP-NEW
ORGANIZATIONWTSLA
ORGANIZATION
Financial Trust Company
ORGANIZATIONNAUTICA ENTERPRISES INC
ORGANIZATIONLIZ CLAIBORNE INC
ORGANIZATIONJONES APPAREL GROUP INC
ORGANIZATIONPERKO
ORGANIZATION