3
Shared Docs
3
Same-Page
3 / 3
Mentions
-UNIT SERIES 1 COVER SHORT, EXECUTION BY BUCK COMMISSION 132,00 ECTEL LTD SHORT, EXECUTION BY INET COMMISSION 84,00 SEC FEE 1,76 INTERNET SEC SYS INC SHORT, EXECUTION BY INET COMMISSION 81,00 SEC FEE 3,38 IONICS INC COVER SHORT, EXECUTION BY BUCK COMMISSION 180,00 K MART CORP SHORT, EXE
OESCRETION HARLEY DAVIDSON INC WITH RIGHTS TO PURCHASE PREFRD S1K UNDER CERTAIN CIRCUMSTANCE COVER SHORT. EXECUTION BY RHCO COMMISSION 42.00 HAVERTY FURNITURE COMPANIES COVER SHORT, EXECUTION BY BUCK COMMISSION 84,00 J JILL GROUP INC COVER SHORT. EXECUTION BY JEFF JONES APPAREL GROUP INC SHORT, EX
700 0.7500 17.775 COM NEW INTEGRATED CIRCUIT SYS INC ICST SHRT -900 16.9100 -15,219 I-MANY INC IMNY MRGN 3,700 5.4400 20,128 INTERNET SEC SYS INC ISSX SHRT -750 26.9000 -20,175 HEAD Ni HED MRGN 12.500 3.3800 42,250 2.300 5.4438 NY REGISTRY HARLEY DAVIDSON INC FUN SHRT -1.400 47
PREFRD 10/30/01 10/25/01 BOUGHT HARLEY DAVIDSON INC HDI 600.00 46.9908 28,251.48 WITH RIGHTS TO PURCHASE PREFRD 10/30/01 10/25/01 BOUGHT HAVERTY FURNITURE COMPANIES HVT 1.400.00 13.3390 18,773.60 INC 10/30/01 10/25/01 BOUGHT J JILL GROUP INC JILL 900.00 14.8500 13,380.00 10/30/01 10/25/01
NORT. EXECUTION BY BUCK r _ 60EPSE00 IN9 ANGS COMMISSION 54.00 GAP INC SHORT. EXECUTION BY BUCK COMPASSION 222.00 SEC FEE 1.62 INTERNET SEC SYS INC SHORT. EXECUTION BY NET SEC FEE 004APA SSION 48.00 LANDS END INC COVER SHORT. EXECUTION BY BUCK COMMISSION 48.00 iambi wimoi tow 10112701
IXSOMPTCH SYMOOLCUS• MST TIPS mum MICE IAARICIT VALUE ESTWIATED at WOVE TAXPAGER ~ER WT STATERENT Segtenter 28. 2021 CURRENT 040 0e) HAVERTY FURNITURE COMPANIES HVT SHRT .1.400 12.8000 -17,920 -294 1.6406 INC INTERVOICE-BRITE INC INN SHRT -1.400 11.9900 -16.786 IOMCS INC ION SHRT .
Entities connected to both SEC SYS INC and HAVERTY FURNITURE

Ralph Lauren
PERSON
Ghislaine Maxwell
PERSON
Financial Trust Company
ORGANIZATIONUNITED RETAIL GROUP INC
ORGANIZATIONTOMMY HILFIGER CORP-ORD
ORGANIZATIONPOLO RALPH LAUREN CORP-CL
ORGANIZATIONSYMBOL TECHNOLOGIES INC
ORGANIZATIONTALBOTS INC
ORGANIZATIONNAUTICA ENTERPRISES INC
ORGANIZATION
Julie K. Brown
PERSONLARRY KEMP
PERSONLIZ CLAIBORNE INC
ORGANIZATIONALBERTSONS INC
ORGANIZATIONHASBRO INC
ORGANIZATIONFOOTSTAR INC
ORGANIZATIONGENESCO INC
ORGANIZATIONSTEVEN MADDEN LTD
ORGANIZATION
Woody Allen
PERSONPERKO
ORGANIZATIONCOSTCO WHOLESALE CORP-NEW
ORGANIZATION