4
Shared Docs
4
Same-Page
4 / 4
Mentions
N BY JPHO SEC FEE 106 COSTCO WHOLESALE CORP-NEW COST 600 40.83500 24.51600 EXECUTION BY RSSF COACH INC EXECUTION BY BUCK COMMISSION 4800 CHICOS FAS INC EXECUTION BY BUCK COMMISSION 4800 FOOT LOCKER INC EXECUTION BY BUCK COMMISSION 42.00 FEDERATED DEPARTMENT STORES FD 2.700 36.57950 98,941.6
) INVESTMENT ACTIVITY (continued) SETTLEMENT TRADE DATE DATE 11/16/01 11/13/01 TRANSAC11ON BOUGHT 11l1 lin '66c AY CESCRPTION BLYTH INC (FORM BLYTH INDS INC) COVER SHORT, EXECUTION BY BUCK COMMISSCH 54,00 IneblraITME§1O CIRCUIT CITY GROUP COVER SKIRT, EXECUTION BY BUCK COMMISSION 84,00 ETHAN AL
1,25 AMERICAN EAGLE OUTFITTERS INC NEW EXECUTION BY JPHO VSP VARIOUS DATES BACKUP PROVEDED ass REOuEST ORIGINAL SAD 11/21/01 SEC FEE 30,77 CHICOS FAS INC EXECUTION BY JPHO COMMISSION 84,00 GADZOOKS INC EXECUTION BY RHCO SEC FEE .56 GUITAR CENTER INC EXECUTION BY RSSF AEOS .1.400 26.69170 37,
,400 36.7000 -51,380 JOSEPH A BANK CLOTHIERS INC JOSB MRGN 13,200 7.2000 95,040 BLYTH INC BTH SHRT -900 20.0100 -18,009 -180 0.9995 (FORM BLYTH INDS INC) 027 10,27,01:10:29 001 VS02 EFTA00199314 CLEARED THROUGH ITS niCkLY 0"E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stea
0 36.32450 83.630.35 NEW EXECUTION BY INET COMMISSION 69,00 ANNTAYLOR STORES CORP SEE NOTE '5' ON BACK EXECUTION BY BUCK COMMISSION 54.00 CHICOS FAS INC EXECUTION BY BUCK COMMISSFON 54.00 BWS 900 15.60000 14.109.00 07/11/01 07/06/01 BOUGHT WPI 400 60.14410 24.100.64 07/12/01 07/09/01 BO
INC WITH RIGHTS TO PURCHASE COMMON STK UNDER CERTAIN CIRCUMSTANCE SEE NOTE '5* ON BACK SHORT. EXECUTION BY BUCK COMMISSION 54.00 BLYTH INC (FORM BLYTH INDS INC) SHORT. EXECUTION BY BUCK COMMISSION 54.00 SEC FEE .73 PACIFIC SUNWEAR OF CALIFORNIA INC SHORT. EXECUTION BY INET COMMISSION 48.00 SEC F
7 Transaction Detail (continued) INVESTMENT ACTIVITY (continued) SETTLEMENT TRADE DATE DATE TRANSACTiON 05/01/01 04/26/01 SOLD DESORPTION CHICOS FAS INC EXECUTION BY BUCK COMMISSION 48,00 SEC FEE 1,14 JONES APPAREL GROUP INC EXECUTION BY BUCK COMMISSION 162,00 SEC FEE 3,42 MICHAELS STORES IN
LBERTSONS INC ABS -900.00 28.5828 25.654.66 WITH ROM TO PURCHASE CCMMON 05/30/01 05/24/01 SOLD BLYTH INC 8TH -900.00 24.2750 21,777.77 (FORM BLYTH INDS INC) 05/30/01 05/24/01 SOLD BOMBAY CO INC BBA -3.000.00 3.0660 9,032.69 WITH RIGHTS TO PURCHASE PREFRD 05/30/01 05/24/01 SOLD CLAIRES STORES
Entities connected to both CHICOS FAS INC and FORM BLYTH INDS INC

Julie K. Brown
PERSON
Ralph Lauren
PERSON
Ghislaine Maxwell
PERSONLARRY KEMP
PERSONSTEVEN MADDEN LTD
ORGANIZATION
Wilbur Ross
PERSONUNITED RETAIL GROUP INC
ORGANIZATIONBEBE STORES INC
ORGANIZATIONFOOTSTAR INC
ORGANIZATIONPOLO RALPH LAUREN CORP-CL
ORGANIZATIONTALBOTS INC
ORGANIZATIONNAUTICA ENTERPRISES INC
ORGANIZATIONCOSTCO WHOLESALE CORP-NEW
ORGANIZATIONSYMBOL TECHNOLOGIES INC
ORGANIZATION
Financial Trust Company
ORGANIZATIONWTSLA
ORGANIZATIONPERKO
ORGANIZATIONTOMMY HILFIGER CORP-ORD
ORGANIZATIONGENESCO INC
ORGANIZATIONEquities & Options
ORGANIZATION