7
Shared Docs
7
Same-Page
7 / 7
Mentions
BY BUCK COMMISSION 54.00 SEC FEE .49 CHRISTOPHER & BANKS CORP EXECUTION BY SUC SEC FEE 2.39 COACH INC EXECUTION BY BUCK COMIASSION %COD CHICOS FAS INC EXECUTION BY VKCO COMMISSION 126.00 FOOTSTAR INC EXECUTION BY BUCK COMMISSCH 66.00 SEC FEE 1.22 UFA 700 48.75000 34.182.00 MCE -900 16.
4.991.0) COMMISSION 39.00 09k1/01 09/18/01 BOUGHT VAHSINC EXECUTION BY MOLD VANS 1.300 12.43330 16.178.29 — ... 09/21/01 09/18101 SOLD AUTOZONE INC SHORT. MO -1.000 39.91000 39.833.66 EXECIMON BY BUCK COMMISSION 60.00 SEC FEE 1.34 CLEAME0 11407.04 %MOLL MHO SIASICAOM BtW. stews wean C.
ON BY BUCK 0IMICSION 30.00 SEC FEE .27 CHRISTOPHER & BANKS CORP EXECUTION BY SUK SEC FEE .94 COACH WC EXECUTION BY BUCK COMMISSICN 42.00 CHICOS FAS INC IDIECUDON BY VAC° COmmISSION 49.00 FOOTSTAR INC DECDTION BY BD= COMMISSON 24.00 SEC FEE .45 HOT TOPIC INC EXECUTION BY RSSF SEC FEE 1.12
08/27/01 08/22/01 BOUGHT COMMISSIM 9.00 AMERICAN EAGLE OUTFITTERS NC NEW AEOS 600 24.18330 EXECUTION BY RSSF 08/27/01 08/22/01 BOUGHT AUTOZONE INC AZO 300 43.80000 EriCuTfle BY BUCK COWAISSION 18.00 08/27101 08/22)01 SOLD BOMBAY CO INC 88A -700 2.84000 _ 6TTSS£00 IN9 ANGS &Mr RIG
1,25 AMERICAN EAGLE OUTFITTERS INC NEW EXECUTION BY JPHO VSP VARIOUS DATES BACKUP PROVEDED ass REOuEST ORIGINAL SAD 11/21/01 SEC FEE 30,77 CHICOS FAS INC EXECUTION BY JPHO COMMISSION 84,00 GADZOOKS INC EXECUTION BY RHCO SEC FEE .56 GUITAR CENTER INC EXECUTION BY RSSF AEOS .1.400 26.69170 37,
cl Transaction Detail (continued) INVESTMENT ACTIVITY (continued) SETTLEMENT DATE 09/05/01 TRADE DATE 08/30/01 TRANSACTION SOLD DESCRIPTION AUTOZONE INC EXECUTION BY BUCK COMMISSION 126,00 SEC FEE 3.17 CHILDRENS PLACE RETAIL STORES INC EXECUTION BY INET COMMISSION 15.00 SEC FEE .43 CHICOS F
BUCK COMMISSION 36,00 SEC FEE ,65 BEBE STORES INC EXECUTION BY RSSF SEC FEE 1,62 CHRISTOPHER 8 BANKS CORP EXECUTION BY SLKC SEC FEE 2,73 CHICOS FAS INC EXECUTION BY FCAP COMMISSION 231,00 SEC FEE 4.06 KOHLS CORP AS OF 09/06/01 SYTAB0LCUSIP S 0CAMIT, PRCE 900 43.50000 Beer. Saea•ns SOC,r44
09/21/01 09/18/01 BOUGHT VANS 1.300 11.49000 14,991.00 09/21/01 09/18/01 BOUGHT VANS 1,300 12.43330 16,178.29 09/21/01 09/18/01 SOLD AUTOZONE INC SHORT. EXECUTION BY BUCK COMMISSION 60,00 SEC FEE 1.34 AZO -1,000 39.91000 39,833.66 021 03.2301:1VA 091 v500 EFTA00199421 CLEARED THRW
0 36.32450 83.630.35 NEW EXECUTION BY INET COMMISSION 69,00 ANNTAYLOR STORES CORP SEE NOTE '5' ON BACK EXECUTION BY BUCK COMMISSION 54.00 CHICOS FAS INC EXECUTION BY BUCK COMMISSFON 54.00 BWS 900 15.60000 14.109.00 07/11/01 07/06/01 BOUGHT WPI 400 60.14410 24.100.64 07/12/01 07/09/01 BO
,533.84 WITH RIGHTS TO PURCHASE CCAWON 09/05/01 08/30/01 SOLD ANNTAYLOR STORES CORP ANN -900.00 34.1000 30,619.97 09/05/01 08/30/01 SOLD AUTOZONE INC AZO -2.100.00 45.2622 94,906.45 09/05/01 08/30/01 SOLD BED BATH & BEYOND INC BBBY -1.000.00 28.5176 28.471.64 09/05/01 08/30/01 SOLD
TK SPLIT ON 2000 SHS REC 11/27101 PAY 12/12/01 ANN 1,000 30.14840 30,223.40 12/18/01 12/13/01 BOUGHT CHBS 1.000 12/18/01 12/13/01 SOLD CHICOS FAS INC EXECUTION BY BUCK VS 300 11-20-01, 200 11-27-01, 200 11-21-01 COMMISSION 42,00 SEC FEE .86 CHS -700 36.46220 25.465.68 027 0143/02:10:04 0
YLOR STORES CORP ANN .400 34.10000 13.600.54 SEE NOTE '5' ON BACK EXECUTION BY BUCK COMMISSION 24,00 SEC FEE ,46 09/05/01 08/30/01 SOLD AUTOZONE INC AZO -900 45.26220 40.665.62 EXECUTION BY BUCK COMMISSION 54,00 SEC FEE 1,36 09/05/01 08/30/01 SOLD CHILDRENS PLACE RETAIL STORES PLCE
.27 CHRISTOPHER & BANKS CORP CHBS -1,100 25.57500 28,116.56 EXECUTION BY SLKC SEC FEE .94 COACH INC EXECUTION BY BUCK COMMISSION 42.00 CHICOS FAS INC EXECUTION BY VKCO COMMISSION 49.00 FOOTSTAR INC EXECUTION BY BUCK COMMISSION 24.00 SEC FEE .45 HOT TOPIC INC EXECUTION BY RSSF SEC FEE 1.1
EOS CASH 21,100 25.7500 543.325 NEW ALLOY ONLINE ALOY CASH 3,700 16.0000 59.200 ANNTAYLOR STORES CORP ANN CASH 1.150 33.5000 38.525 AUTOZONE INC AZO CASH 900 46.2000 41.580 BROWN SHOE COMPANY BWS CASH 3.600 15.1000 54.360 1.440 2.6490 BEBE STORES INC BEBE CASH 2.900 30.3600
Entities connected to both CHICOS FAS INC and AUTOZONE INC

Ralph Lauren
PERSON
Julie K. Brown
PERSON
Ghislaine Maxwell
PERSONLARRY KEMP
PERSON
Wilbur Ross
PERSONSTEVEN MADDEN LTD
ORGANIZATIONBEBE STORES INC
ORGANIZATIONUNITED RETAIL GROUP INC
ORGANIZATIONFOOTSTAR INC
ORGANIZATIONPOLO RALPH LAUREN CORP-CL
ORGANIZATIONCOSTCO WHOLESALE CORP-NEW
ORGANIZATIONTALBOTS INC
ORGANIZATIONSYMBOL TECHNOLOGIES INC
ORGANIZATIONGENESCO INC
ORGANIZATIONNAUTICA ENTERPRISES INC
ORGANIZATION
Financial Trust Company
ORGANIZATIONWTSLA
ORGANIZATIONPERKO
ORGANIZATIONWAL-MART STORES INC
ORGANIZATIONEquities & Options
ORGANIZATION