3
Shared Docs
3
Same-Page
3 / 3
Mentions
N 81.00 DEW/CHEMICAL CO [OVER SHORT. EXECUICN BY BUCK COmPASSK)N 48.00 EMERSON ELECTRIC CO COVER SHORT. EXECUTION BY WOK COMPASSION 30.00 FOOTSTAR INC SHORT. ExECLTDON BY *CO COMMISSION 210,00 SEC FEE 4.69 FAIRLY DOLLAR STORES MC COVER SHORT. MOTION BY BUCK COMMISSION 66.00 GAP INC COVE
a December 29.2000 SERLEMENT OWE DYE 1114191991109 0MC911109 31149090.00 IXIMMT PRIM DES11.10300 CelCil AIR1011 01/10/01 01/05101 SOLD CIMA LABS INC SHORT. eacunON BY WET COMMISSION 15,00 SEC FEE 1,02 CLOROX CO CLX -1.550 32.31250 49.974.71 SHORT. DICUTION BY SUCH COMMISSION 93.00 SE
NORT, 03/02/01 02/27/01 BOUGHT RSH 1.000 39.86000 39,93900 COACH INC COH 2.800 32.75000 91.883.00 EXECUTION BY BUCK COMMISSION 168.00 FOOTSTAR INC FTS 1.700 45.81500 78.002.50 EXECUTION BY BUCK COMMISSION 102.00 03/02/01 02/27/01 BOUGHT 027 033101:18:43 DOT Y4E6 EFTA00199709 CLEA
ENT February 23.2001 SETTLEMENT TRADE DATE DATE TRANSACTKIN DESCRPTKIN 311A3OUCUSIP WANTITY PRCE DEBIT AMOUNT 03/27/01 03/22/01 BOUGHT CIMA LABS INC CIMA 500 51.37500 25.702.50 COVER SHORT. EXECUTION BY COWN bir2vivi eistathi OWOHY 6INYM 25514,3 COVER SHORT. EXECUTION BY INET COMMISSIO
01/03/01 BOUGHT EMERSON ELECTRIC CO COVER SHORT, EXECUTION BY BUCK COMMISSION 30,00 EMR 500 75.56250 37.826.25 01/08101 01/03/01 SOLD FOOTSTAR INC SHORT, EXECUTION BY JRCO COMMISSION 210,00 SEC FEE 4,69 EIS .3.000 46.87720 140,401.91 01/08/01 01/03/01 BOUGHT FAMILY DOLLAR STORES IN
VITY (continued) SETTLEMENT DATE TRADE DATE TRANSKTKIN DESCRIPTION SY1A3OLCUSIP GUMMY PRCE DEBT AMOUNT MCC MORO 01/10/01 01/05/01 SOLD CIMA LABS INC CIMA -500 60.68750 30,312.73 SHORT, EXECUTION BY INET COMMISSION 15,00 SEC FEE 1,02 01/10/01 01/05/01 SOLD CLOROX CO CLX 1.550 32.31
Entities connected to both FOOTSTAR INC and CIMA LABS INC

Ralph Lauren
PERSONPOLO RALPH LAUREN CORP-CL
ORGANIZATION
Julie K. Brown
PERSON
Wilbur Ross
PERSONTALBOTS INC
ORGANIZATION
Ghislaine Maxwell
PERSONSTEVEN MADDEN LTD
ORGANIZATIONCHICOS FAS INC
ORGANIZATIONEquities & Options
ORGANIZATIONLIZ CLAIBORNE INC
ORGANIZATIONNAUTICA ENTERPRISES INC
ORGANIZATIONBEBE STORES INC
ORGANIZATIONLARRY KEMP
PERSONCOSTCO WHOLESALE CORP-NEW
ORGANIZATIONTIMBERLAND CO-CL
ORGANIZATIONSYMBOL TECHNOLOGIES INC
ORGANIZATION
Financial Trust Company
ORGANIZATIONOUIKSILVER INC
ORGANIZATIONJONES APPAREL GROUP INC
ORGANIZATIONTOMMY HILFIGER CORP-ORD
ORGANIZATION