4
Shared Docs
4
Same-Page
4 / 4
Mentions
101 BOUGHT PSUN 2.700 18.00670 48,633.09 12/05/01 11/30/01 SOLD Tvosti 11/30/01 BOUGHT EXECUTION BY NET CCWASSION 84.00 SEC FEE 2.30 FOOTSTAR INC COVER SHORT. EXECUTION BY BUCK COMPASSION 78.00 LEAR CORP COMER SHORT. ExECUTnw BY BUCK COLKATSSION 42.00 IACHAELS STORES INC SHORT. DICU
EAKHOUSE INC SEE Non ON BAcK sHoRT. OSI -400 27.78000 11.072.62 EXECUTION BY BUCK CCRIMISSION 24.00 SEC FEE .310 10.29/01 10.2401 SOW JC PENNEY CO INC SEE NOTE ON BACK JCP -700 23.92000 16,686.44 SHORT. EXECUTION 8Y BI C.:HAMMON 42.00 SEC FEE .56 027 11.01101;12:02 Y513 EFTA01322981
8,964.59 WIn4 NGHTS TO PURCHASE ARENS STX UNDER CERTAIN CIRCUMSTANCE EXECUTEN BY BUCK COMAISSION 150,00 SEC FEE ,31 09113101 oonoroi SOLD FOOTSTAR INC FTS -2.200 38.95310 81,125.11 DICUTION BY NEED CCMIASSON 154.0D SEC FEE 2.71 09/13/01 09/10/01 SOW GYMEOREE CORP GYMS 4.300 6.94000
Dat DATE tRASSACtiON DISCRPTOw 09(26)01 09/2101 SOLD Pc CHANGS CHINA BISTRO INC SHORT. EXECUTION BY WET COmmiSSION 30.00 SEC FEE 1.10 JC PENNEY CO INC SEE NOTE IS* ON BACK SHORT. EXECUTION BY BUCK COMMISSION 180,00 SEC fEE 1.88 PEP BOYS-MANNYMOE & JACK MTH RIGHTS TO PUROM.St PREFRD SIX UND
VS 1500 03-2802 ADELPHIA COMMUNICAIONS taco Et A EXECUTION BY NET VS 300 09-29-05. 1900 09.28.00 1300 11.2741 COMMISSION 10540 SEC FEE 1,42 FOOTSTAR INC EXECUTON BY BUCK VS 3900 01-15-02 COMMISSION 234.00 SEC FEE 3.48 ADLPHIA COMMUNICATIONS CORP CLA EAMON BY S8SH VS 2600 11-27-01. 1003 11-20
108.00 SEC FEE .84 FEDERATED DEPARTMENT STORES ED 2.300 41.54240 95.700.52 itiC4)EL EXECUTION BY BUCK VS 2300 05-09-02 COMMISSION 138.00 JC PENNEY CO INC SEE NOTE T ON BACK EXECUTION BY cPCO VS 400 04-04-02 COMMISSION 28.00 SEC FEE 27 TALBOTS INC EXECUTION BY BUCK VS 700 04-29-02 COMMISSION
OLUMBIA SPORTSWEAR CO CCUA -300 32.32530 9.887.44 EXECUTION BY GSCO VS 300 01-04-02 CCAILISSION 15.00 SEC FEE .15 02/06/02 0201/02 SOLD FOOTSTAR INC FTS -303 27.65930 8.264.66 EXECUTION BY BUCK VS 300 01-15.02 CCWASSION 1810 SEC FF1 .13 02/06/02 0201/02 SOU) FEDERATED DEPARTMENT STOR
1-02 02/14/02 02/11/02 BOUGHT STEVEN MADDEN LTD SHOO 1.900 14.45830 27.485.77 EXECUIDN BY JEFF VS 190002-11-02 02/14/02 02/11/02 BOUGHT JC PENNEY CO INC JCP 1.400 21.85940 30.702.16 SEE NOTE S. ON BACK EXECUTION BY BUCK VS 1400 02-11-02 CONSAISSICOT 84.00 AS OF 02/11/02 02/14/02 02/11/02
Entities connected to both FOOTSTAR INC and JC PENNEY CO INC

Ralph Lauren
PERSONPOLO RALPH LAUREN CORP-CL
ORGANIZATIONUNITED RETAIL GROUP INC
ORGANIZATION
Ghislaine Maxwell
PERSON
Julie K. Brown
PERSONTALBOTS INC
ORGANIZATIONLIZ CLAIBORNE INC
ORGANIZATION
Wilbur Ross
PERSONLARRY KEMP
PERSONSTEVEN MADDEN LTD
ORGANIZATIONEquities & Options
ORGANIZATIONCHICOS FAS INC
ORGANIZATIONBEBE STORES INC
ORGANIZATIONCOSTCO WHOLESALE CORP-NEW
ORGANIZATIONNAUTICA ENTERPRISES INC
ORGANIZATIONSYMBOL TECHNOLOGIES INC
ORGANIZATIONTIMBERLAND CO-CL
ORGANIZATION
Financial Trust Company
ORGANIZATIONJONES APPAREL GROUP INC
ORGANIZATION
New York City
LOCATION