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0/01 SOLD LEGGETT 6 PLATT INC -1.030 20.65000 20.574.31 SHORT. EXECUTION BY BUCK COMMISSION 60.00 SEC FEE .69 10/15/01 10110/01 BOUGHT SAFEWAY INC SSW 950 44.12240 47.988.28 COVER SHORT. EXECUTOR BY BUCK COMMISSION 57.00 Oil 10/27/31:1112,10 Y502 EFTA01323067 CLEARED IMICOCii ViNX
5145 SHORT REC 09/21/01 PAY 192901 10/09/D1 TOOTSIE ROLL INDUSTRIES INC TR 66.50 -n 10/11/01 DM DIG 950 511$ SHORT REC 0928.01 PAY 10/0601 UCBH HOLDINGS INC UCBH 36.00 DM DIG 9C0 SHS SHORT C in z 1915/01 10/15/01 10/1901 REC 09/30/01 PAY 1911101 K.SWISSINC-CL A REC 09/28/01 PAY 1915/01 KIMCO
NEW SEE SHRT -1.500 40.1400 40,210 SAKS INC SITS SHRT -2.400 10.9003 -26.160 SKECHERS USA INC SKX MRGN 20.250 23.0500 466.763 CL A SAFEWAY INC SYN SHRT -950 44.0900 .41.886 SMARTFORCE PUB LTD CO S/ATF SHRT -550 34.0000 -18,700 SPONSORED ADR STARW000 le3TELS & RESORTS HOT SHRT
-320 0.4409 TOOTSIE ROLL INDUSTRIES INC TR SHRT -950 38.8500 .36.908 -266 0.7207 TOMMY HAMER CORP-ORD TOM MRGN 8.150 13.1000 106,765 UCBH HOLDINGS INC UCBH SHRT 900 31.5200 -28.368 -144 0.5076 UNITED RETAIL GROUP INC URGI MRGN 35,500 10.3900 368.845 UNITED STATIONERS INC USTR /ANGN
DWCWW14 SMOCUCUSee Mt ~WM waCET v.41( WO& «OW nuRcuct.. Mity 20. 2001 ACCOI...rt 'umber. ellein ~MA ~ea usT 5-Arniefr APi 27.2001 v[1DAl SAFEWAY INC SWY SHRT -950 49.1600 46.702 STARW000 HOTELS & RESORTS HOT SHRT -900 39.2100 -35.289 -720 2.0403 1117160WDE INC SENSORIAM1C ELECTRONIC
00 729.600 TOOTSIE ROLL INDUSTRIES INC TR SHRT -950 44.9503 -42.703 -266 0.6229 TOMMY HILFIGER CORP-ØD TOM MRGN 8.250 15.3200 126.380 UCBH HOLDINGS INC UC/311 SHRT -900 28.8300 -25.947 -126 0.4858 UNITED RETAIL GROUP INC URGI PARCH 35.500 9.6500 342.575 US PHYSICAL THERAPY INC USPII S
inued) Equities & Options (continued) DESORPTION SYMECL CLbcP ACCT TrPE *WRIT( PRCE MARKET VALLE ESTIMATED ANAUAL INC01.1E CURREN' YELD SAFEWAY INC SWY SHRT -950 39.7200 -37,734 STARW000 HOTELS & RESORTS HOT SHRT -1,800 22.0000 -39,600 -1,440 3.6364 WORLDWIDE INC SIX RAGS INC PKS
BENEFICIAL INT SHORT. EXECUTION BY BUCK COMMISSION 60.00 SEC FEE 3,67 TALBOTS INC SHORT. EXECUTION BY JEFF COMMISSION 9860 SEC FEE 1.22 UCBH HOLDINGS INC COVER SHORT. EXECUTION BY SLKC SY1A3OUCLISP SPY °HARM -1,000 PRICE 107.06500 Beer. SZeirns S0N, t4,1 Dap. CeoLlevolech Contof North Beccido
NEW SEE SHRT -1,500 40.1400 -60,210 SAKS INC SKS SHRT -2.400 10.9000 -26,160 SKECHERS USA INC SKX MRGN 20.250 23.0500 466,763 CL A SAFEWAY INC SWY SHRT -950 44.0900 -41.886 SMARTFORCE PUB LTD CO SMTF SHRT -550 34.0000 -18.700 SPONSORED ADR STARWOOD HOTELS & RESORTS HOT SHRT -
20 0.4409 TOOTSIE ROLL INDUSTRIES INC TR SHRT -950 38.8500 -36.908 -266 0.7207 TOMMY HILFIGER CORP-ORD TOM MRGN 8,150 13.1000 106.765 UCBH HOLDINGS INC UCBH SHRT -900 31.5200 -28.368 -144 0.5076 UNITED RETAIL GROUP INC URGI MRGN 35.500 10.3900 368.845 UNITED STATIONERS INC USTR MRGN
Entities connected to both SAFEWAY INC and UCBH HOLDINGS INC

Ghislaine Maxwell
PERSON
Ralph Lauren
PERSONLARRY KEMP
PERSON
Julie K. Brown
PERSONSTEVEN MADDEN LTD
ORGANIZATIONUNITED RETAIL GROUP INC
ORGANIZATIONPOLO RALPH LAUREN CORP-CL
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ORGANIZATIONFOOTSTAR INC
ORGANIZATIONCHICOS FAS INC
ORGANIZATIONTOMMY HILFIGER CORP-ORD
ORGANIZATIONGENESCO INC
ORGANIZATIONBEBE STORES INC
ORGANIZATION