7
Shared Docs
7
Same-Page
7 / 7
Mentions
0/01 SOLD LEGGETT 6 PLATT INC -1.030 20.65000 20.574.31 SHORT. EXECUTION BY BUCK COMMISSION 60.00 SEC FEE .69 10/15/01 10110/01 BOUGHT SAFEWAY INC SSW 950 44.12240 47.988.28 COVER SHORT. EXECUTOR BY BUCK COMMISSION 57.00 Oil 10/27/31:1112,10 Y502 EFTA01323067 CLEARED IMICOCii ViNX
-2.800 7.2500 -20.300 SIGMA-ALDIUCH CORP SLAL SHIN -300 37.3500 -11.205 99 0.8835 SHOPKO STORES INC SKO SHRT -5.100 8.3000 -42.330 SHOE CARNIVAL INC-IND SUL MRGN 18.800 9.8500 185.180 STANLEY WORKS SYNC SHRT -1,200 39.6400 -47,568 .1.152 2.4218 STARES INC SPLS SHRT -2.000 15.5800 -3
SHRT -400 73.2000 -29.280 -64 0.2186 SAKS INC SKS SHRT -4.500 9.3400 -42.030 SKECHERS USA INC SKX MRGN 16.500 14.6200 241,230 CL A SAFEWAY INC SWY SHRT -900 41.7500 -37.575 SMARTFORCE PUB LTD CO SMTF SHRT -900 24.7500 -22.275 SPONSORED ADR SIX RAGS INC PKS SHRT -1.900 15.380
00 47.6400 -247,728 -4.784 1.9312 SHARPER IMAGE CORP SHRP MRGN 8,100 11.7500 95,175 SHOPKO STORES INC SKO SHRT -6,000 9.5000 -57,000 SHOE CARNIVAL INC-IND SCVL MRGN 18.800 13.8700 260.756 STANLEY WORKS SWK SHRT -400 46.5700 -18.628 -384 2.0614 STRIDE RITE CORP SRR MRGN 5.000 6.5500 32
inued) Equities & Options (continued) DESORPTION SYMECL CLbcP ACCT TrPE *WRIT( PRCE MARKET VALLE ESTIMATED ANAUAL INC01.1E CURREN' YELD SAFEWAY INC SWY SHRT -950 39.7200 -37,734 STARW000 HOTELS & RESORTS HOT SHRT -1,800 22.0000 -39,600 -1,440 3.6364 WORLDWIDE INC SIX RAGS INC PKS
-2,800 7.2500 -20,300 SIGMA-ALDRICH CORP SIAL SHRT -300 37.3500 -11205 -99 0.8835 SHOPKO STORES INC SKO SHIRT -5,100 8.3000 -42.330 SHOE CARNIVAL INC-IND SCVL MRGN 18.800 9.8500 185.180 STANLEY WORKS SWK SHRT -1.200 39.6400 -47368 -1.152 2.4218 STAPLES INC SPLS SHRT -2.000 153600 -31
NEW SEE SHRT -1,500 40.1400 -60,210 SAKS INC SKS SHRT -2.400 10.9000 -26,160 SKECHERS USA INC SKX MRGN 20.250 23.0500 466,763 CL A SAFEWAY INC SWY SHRT -950 44.0900 -41.886 SMARTFORCE PUB LTD CO SMTF SHRT -550 34.0000 -18.700 SPONSORED ADR STARWOOD HOTELS & RESORTS HOT SHRT -
2.1459 WORLDWIDE INC SENSORMATIC ELECTRONICS CORP SRM MRGN 10,900 17.0000 185.300 SHARPER IMAGE CORP SHRP MRGN 22,050 10.4700 230.864 SHOE CARNIVAL INC-IND SCVL MRGN 26,200 12.0000 314.400 STARBUCKS CORP SBUX SHRT -1.000 23.0000 -23.000 STANDARD 8 POORS DEPOSITORY SPY SHRT -3.850 123.3200
RATL SHRT -1,600 17.7500 -28.400 SAKS INC SKS SHRT -10.900 13.0000 -141.700 SKECHERS USA INC SKX MRGN 14.550 24.0000 349.200 CL A SAFEWAY INC SWY SHRT -950 55.1500 -52,393 SENSORMATIC ELECTRONICS CORP SRM MRGN 11,300 19.0000 214,700 SHARPER IMAGE CORP SHIM MRGN 5,700 10.5630
T -950 55.1500 -52,393 SENSORMATIC ELECTRONICS CORP SRM MRGN 11,300 19.0000 214,700 SHARPER IMAGE CORP SHIM MRGN 5,700 10.5630 60,209 SHOE CARNIVAL INC-IND SCVL MRGN 33,800 8.9380 302,104 STANDARD 8 POEMS DEPOSITORY SPY SHRT -3,250 116.6900 -379,243 -4,102 1.0816 RECEIPTS (SPURS) (BOOK ENTR
T UNSOLICITED COVER SHORT, 8VXt56 U5p. 1 SYMBOLIOUSP LEG AVG PRICE SHOWN-DETALS ON REO ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED COVER SHORT, SAFEWAY INC UNSOLICITED COVER SWAT, SMUCKER J M CO AVG PRICE SHOWN-DETALS ON REO ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED COVER SHORT, STANDARD 8 POORS D
E STORES INC STGS .4.300 25.09000 107.870.38 NEW EXECUTION BY SLKC VS 3300 11-20-01, 1000 12-04-0 1 SEC FEE 1,62 03/25/02 03/20/02 SOLD SHOE CARNIVAL INC-IND SCVL .13.100 14.90000 195.172.07 EXECUTION BY FLTT VS 5300 12-08-00. 7600 11-30-0 0. 200 11-16-00 SEC FEE 2,93 03/25/02 03/20/02 SOLD SY
6.300 34.9700 220.311 1.071 0.4861 SAKS INC SKS SHRT -4.500 10.1900 -45.855 SKECHERS USA INC SKX MRGN 23.300 15.8800 370.004 CL A SAFEWAY INC SWY SHRT -900 40.0900 -36.081 SMUCKER J M CO SJM SHRT -1,700 32.5000 -55.250 -1.088 1.9692 SIX RAGS INC PKS SHRT -1,900 16.0800 -3
51.7500 -525,263 -9,338 1.7778 SHARPER IMAGE CORP SHRP MRGN 14.800 10.5600 156,288 SHOPKO STORES INC SKO SHRT -7.300 10.2500 -74,825 SHOE CARNIVAL INC-IND SCVL MRGN 18.800 14.3500 269,780 Beer. 54,8,ns SOC,,,I.91 CO ,P Cr.* Meveleen Conte< North Beecidp. New Te" 11201.3859 INTERNATIONAL CHARITA
Entities connected to both SAFEWAY INC and SHOE CARNIVAL INC-IND

Ghislaine Maxwell
PERSON
Ralph Lauren
PERSONLARRY KEMP
PERSONSTEVEN MADDEN LTD
ORGANIZATION
Julie K. Brown
PERSONUNITED RETAIL GROUP INC
ORGANIZATION
Wilbur Ross
PERSONTALBOTS INC
ORGANIZATIONBEBE STORES INC
ORGANIZATIONFOOTSTAR INC
ORGANIZATIONCHICOS FAS INC
ORGANIZATIONGENESCO INC
ORGANIZATIONWTSLA
ORGANIZATION
Financial Trust Company
ORGANIZATIONNAUTICA ENTERPRISES INC
ORGANIZATIONPOLO RALPH LAUREN CORP-CL
ORGANIZATIONCOSTCO WHOLESALE CORP-NEW
ORGANIZATIONTOMMY HILFIGER CORP-ORD
ORGANIZATIONEquities & Options
ORGANIZATIONJONES APPAREL GROUP INC
ORGANIZATION