3
Shared Docs
3
Same-Page
3 / 3
Mentions
ARDS INC-CL A DOS SHRT -1.500 13.1700 .19.755 -240 1.2149 DIAMONDS TRUST-UNIT SERIES 1 DIA SHRT -4.700 88.4000 -415.480 -7.652 1.8417 DEB SHOPS INC DESS MRGN 3.700 20.5800 76,146 1.110 1.4577 DEERE 4 CO DE SHRT 4300 37.6100 -30.088 -704 2.3398 EBAY NC EBAY SHRT -1,003 45.7500
STANDARD & POORS DEPOSITORY RECEIPTS (SPOTS) (BOOK ENTR1 UNITS UNDMDED BENEFICIAL NT SHORT. EXECUTION BY BUCK COMMISSION 138.00 SEC FEE 8.33 WHIRLPOOL CORP SHORT. OCEcunoN BY BUCK COMMISSION 30.00 SEC FEE 1.06 WIU.WAS SONOMA INC SEE NOTE 5' ON BACK SHORT. EXECUTION BY BUCK COMMISSON 48.00 SEC
UMENTS CORP COVER SHORT. EXECUTION BY WET COMMISSION 84.00 CUTTER & BUCK INC EXECUTION BY WCO SEC FEE .07 CHICOS FIS INC EXECUTION BY TUCK DEB SHOPS INC EXECUTION BY TUCK CRY San SResius Carp Ore Waroleth E.R. /Cm inner ran cr. 20 34.79 INTERNATIONAL CHARITABLE STAMEN` PEIROD FetrUtily 24, 2001
55 ono Transaction Detail (continued) INVESTMENT ACTIVITY (conUnued) onnflF.YT 03/30/01 03/27/01 BOUGHT 1210E ilktE IIWEMCION orsceronor/ WHIRLPOOL CORP COVER SNORT. ExECAITION BY 14500 COmAIISSCN 133.00 Enr8CUCUSP WHR OUAXIIIY 1.900 50.22810 MCC =Mal mearse. FTS vetCu.v Cava', LALSKKANY
STOPHER 8 BANKS CORP WITH DUE NI SPIT 3: 2 EXECUTION BY SLKC SEC FEE 2.58 CHICOS FAS INC EXECUTION BY BUCK COMMISSION 498,00 SEC FEE 10.11 DEB SHOPS INC EXECUTION BY JEFF SYMBELCUSIP PLCE Gomm -2,900 PRICE 36.02860 Beer. Saea•ns SOC,r44,1 Cap. 0-41km:tech Contec North Beccidon. New VC* I201.3
Transaction Detail (continued) INVESTMENT ACTIVITY (continued) SETTLEMENT DATE 12124/01 TRADE DATE TRANSACTION 12119/01 BOUGHT DESORPTION WHIRLPOOL CORP COVER SHORT, EXECUTION BY BUCK VS -400 09-26.01. -500 10-12-0 COMMISSION 54.00 AMERICAN EAGLE OUTFITTERS INC NEW EXECUTION BY JPHO VS 1100 1
Entities connected to both DEB SHOPS INC and WHIRLPOOL CORP
LARRY KEMP
PERSON
Ralph Lauren
PERSON
Ghislaine Maxwell
PERSON
Julie K. Brown
PERSONBEBE STORES INC
ORGANIZATION
Financial Trust Company
ORGANIZATIONNAUTICA ENTERPRISES INC
ORGANIZATIONSTEVEN MADDEN LTD
ORGANIZATIONTALBOTS INC
ORGANIZATIONGENESCO INC
ORGANIZATION
Wilbur Ross
PERSONPOLO RALPH LAUREN CORP-CL
ORGANIZATIONUNITED RETAIL GROUP INC
ORGANIZATIONWTSLA
ORGANIZATION
Samantha Power
PERSONFOOTSTAR INC
ORGANIZATIONTOMMY HILFIGER CORP-ORD
ORGANIZATIONTIMBERLAND CO-CL
ORGANIZATIONCOSTCO WHOLESALE CORP-NEW
ORGANIZATIONCHICOS FAS INC
ORGANIZATION