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.00 12.8252 22,961.59 CL A 12103/01 11/28/01 BOUGHT TAU3OTS INC TER 1,000.00 33.6927 33.78730 12/04011 11/29/01 BOUGHT CATO CORP CL A CACOA 2.700.00 18.4000 49.695.00 12/04/01 11/29/01 SOLD GAP INC GPS -700.00 13.0874 9.096.87 12/04/01 11/29/01 BOUGHT HOT TOPIC INC HOTT 6
/1001 BOUGHT LANDS ENO INC LE 1,200 30.86960 37,130.52 COVER SHORT. EXECUTION BY BUCK COMMISSION 72.00 10/15/01 10110/01 SOLD LEGGETT 6 PLATT INC -1.030 20.65000 20.574.31 SHORT. EXECUTION BY BUCK COMMISSION 60.00 SEC FEE .69 10/15/01 10110/01 BOUGHT SAFEWAY INC SSW 950 44.12240
00 12.8252 22.961.59 CL A 12/03/01 11/28/01 BOUGHT TALBOTS INC 1LB 1.000.00 33.6927 33,767.70 12/04/01 11/29/01 BOUGHT CATO CORP CL A CACOA 2.700.00 18.4000 49.695.00 12/04/01 11/29/01 SOLD GAP INC GPS -700.00 13.0874 9.096.87 12/04/01 11/29/01 BOUGHT HOT TOPIC INC HOTT 6
ERTAIN CIRCUMSTANCE COVER SHORT, EXECUTION BY BUCK COMMISSION 30.00 LANDS END INC COVER SHORT, EXECUTION BY BUCK COMMISSION 72.00 LEGGETT 8 PLATT INC SHORT. EXECUTION BY BUCK COMMISSION 60.00 SEC FEE .69 SAFEWAY INC COVER SHORT, EXECUTION BY BUCK COMMISSION 67,00 HDI 500 47.37000 23.
XECUTION BY BUCK VS 1900 03-07-02 COMMISSION 114,00 03/12/02 03/07/02 BOUGHT CR= AAIDUNT CATO CORP CL A EXECUTION BY SLKC VS 1900 03-07-02 CACOA 1,900 20.18500 38,366.50 03/12/02 03/07/02 SOLD FOOT LOCKER INC EXECUTION BY RSSF VS 800 01-10-02. 1900 12-31-01 COMMISSION 189,00 SEC FE
INVESTMENT ACTIVITY (continued) SETTLEMENT DATE 04/10/02 TRADE DATE TRANSACTION 04/05/02 BOUGHT 1l1 MtU evesi0 bouerir DESORPTION LEGGETT 8 PLATT INC AVG PRICE SHOWN-DETALS ON REO ACTUAL =FIRM TO YOUR AGENT UNSOLICITED COVER SHORT, 8VXt56 U5p. 1 SYMBOLIOUSP LEG AVG PRICE SHOWN-DETALS ON REO
Entities connected to both CACOA and PLATT INC
LARRY KEMP
PERSONSTEVEN MADDEN LTD
ORGANIZATION
Ghislaine Maxwell
PERSON
Julie K. Brown
PERSON
Ralph Lauren
PERSONGENESCO INC
ORGANIZATIONNAUTICA ENTERPRISES INC
ORGANIZATIONUNITED RETAIL GROUP INC
ORGANIZATION
Wilbur Ross
PERSONTOMMY HILFIGER CORP-ORD
ORGANIZATIONTALBOTS INC
ORGANIZATIONLIZ CLAIBORNE INC
ORGANIZATION
Financial Trust Company
ORGANIZATIONBEBE STORES INC
ORGANIZATIONPERKO
ORGANIZATIONFOOTSTAR INC
ORGANIZATIONPOLO RALPH LAUREN CORP-CL
ORGANIZATIONCATO CORP CL
ORGANIZATIONCHICOS FAS INC
ORGANIZATIONCOLDWATER CREEK INC
ORGANIZATION