4
Shared Docs
4
Same-Page
4 / 4
Mentions
2/02 02/07/02 BOUGHT AMERICAN EAGLE OUTFITTERS PC NEW EXECUTION BY .9110 VS 800 02-07.02 ANDRE GROUP NEW EXECUTION BY SUN VS 1200 02.47-02 ANNTAYLOR STORES CORP SEE NOTE *V ON BACK EXECUTION BY TWPT VS 1800 12-1741. so) 12-11-01 CONMSSION 189.00 SEC FEE 1.66 IONA TECHNOLOGIES PLC SPONSORED ADR EXECUTI
/28102 01/23/02 BOUGHT AMERICAN EAGLE OUTFITTERS DC AEOS 1.000 27.88503 27.880.00 NEN MORON BY ASSF VS 1000 01-23-02 °than othib2 '' 'Raw BEA SYSTEMS INC SEAS 1.700 19.87720 33,517.24 EXECUTION BY NET VS 1700 01-23-02 COMUSSION 51.00 01/2802 01/23102 BOUGHT IONA TECHNOLOGIES PLC IONA 2.70
.358 NEW ALLOY INC ALOY MRGN 4.600 21.5300 99.038 (FRM ALLOY ONLINE INC) ALBERTSONS INC ABS SHRT -1.900 31.4900 -59.831 -1444 2.4135 ANNTAYLOR STORES CORP ANN MRGN 14.200 35.0000 497,000 APOLLO GROUP INC-CL A APOL SHRT -1.050 45.0100 -47,261 BROWN SHOE COMPANY BWS MRGN 14.300 16.2400 232,
CHASE PREFRD STK UNDER CERTAIN CIRCUMSTANCE EXECUTION BY BUCK COMMISSION 48.00 SEC FEE .98 WET SEAL INC-CL A EXECUTION BY SLKC SEC FEE .07 BEA SYSTEMS INC COVER StOCITT, EXECUTION BY RSSF MilllitrgiVart A.&. COM SHORT. EXECUTION BY BUCK COMMISSION 78,00 SEC FEE 1.55 11/15/01 11/12/01 SOLD
1 AMERICAN EAGLE OUTFITTERS INC AEOS CASH 7,400 26.1700 193.658 NEW ADELPHLA COMMUNICATIONS CORP a A ADLAC CASH 28.654 31.1800 893.432 ANNTAYLOR STORES CORP ANN CASH 4.000 35.0000 140.000 AMERICAN STANDARD COMPANIES ASD CASH 4.100 68.2300 279.743 INC-DEL BEA SYSTEMS INC BEAS CASH 11.400 15.
NEW TO: TOL USD • JRL • 11/09/01 JOURNAL AMERICAN EAGLE OUTFITTERS INC AEOS 1.200 NEW FROM: TOL SD • JRL • 11/13/01 11/07/01 BOUGHT BEA SYSTEMS INC SEAS 9.800 14.97030 146,723.94 EXECUTION BY RSSF 11/13/01 11/07/01 BOUGHT FOX ENTERTAINMENT GROUP INC FOX 2.000 22.98070 46,096.40 CI A
ON BY SI3SH VS 1200 02-07-02 AEOS 800 24.11000 19303.00 02/12/02 02/07/02 BOUGHT ADRX 1.200 52.02670 62,447.04 02/12/02 02/07/02 SOLD ANNTAYLOR STORES CORP ANN 2.700 40.83740 110.055.32 SEE NOTE '5* ON BACK EXECUTION BY TWPT VS 1800 12-17-01, 900 12-11-01 COMMISSION 189,00 SEC FEE 1,66 IONA TEC
1,900.00 11.5249 22.026.31 02/25/02 02/20/02 SOLD YORK INTERNATIONAL CORP NEW YRK -3.600.00 32.0878 115.283.34 02/26/02 02/21/02 SOLD BEA SYSTEMS INC SEAS -2.600.00 15.1590 39.319.80 02/26/02 02/21/02 BOUGHT KENNETH COLE PRODUCTIONS INC KCP 4.200.00 18.6512 78,602.04 CL A 02/26/02 02
Entities connected to both ANNTAYLOR STORES CORP and BEA SYSTEMS INC

Ralph Lauren
PERSONTALBOTS INC
ORGANIZATIONUNITED RETAIL GROUP INC
ORGANIZATIONPOLO RALPH LAUREN CORP-CL
ORGANIZATIONFOOTSTAR INC
ORGANIZATIONCOSTCO WHOLESALE CORP-NEW
ORGANIZATIONSYMBOL TECHNOLOGIES INC
ORGANIZATIONJONES APPAREL GROUP INC
ORGANIZATIONTOMMY HILFIGER CORP-ORD
ORGANIZATIONNAUTICA ENTERPRISES INC
ORGANIZATION
Financial Trust Company
ORGANIZATION
Ghislaine Maxwell
PERSONEquities & Options
ORGANIZATIONOUIKSILVER INC
ORGANIZATIONLIZ CLAIBORNE INC
ORGANIZATION
Wilbur Ross
PERSONTIMBERLAND CO-CL
ORGANIZATIONSZeirns
PERSON
Paul Ryan
PERSONSTEVEN MADDEN LTD
ORGANIZATION