Promotion of Collective Investment Schemes
ORGANIZATIONSistema Internacional de Cotizaciones
ORGANIZATION4
Shared Docs
4
Same-Page
4 / 4
Mentions
of participating in unregulated schemes, falling within article 14(5) ("investment professionals") of the Financial Services and Markets Act 2000 (Promotion of Collective Investment Schemes) (Exemptions) Order 2001 (as amended) (the "PCIS Order") and article 19(5) ("investment professionals") of the Order, (b) persons falling within ar
herein are not registered in the National Securities Registry (Registro Nacional de Valores) (the "RNV") or in the International Quotation System (Sistema Internacional de Cotizaciones) (the "SIC") of the Mexican Stock Exchange (Bolsa Mexicana de Valores), therefore such securities, its issuance, offering, distribution and listin
of participating in unregulated schemes, falling within article 14(5) ("investment professionals") of the Financial Services and Markets Act 2000 (Promotion of Collective Investment Schemes) (Exemptions) Order 2001 (as amended) (the "PCIS Order") and article 19(5) ("investment professionals") of the Order, (b) persons falling within ar
herein are not registered in the National Securities Registry (Registro Nacional de Valores) (the "RNV") or in the International Quotation System (Sistema Internacional de Cotizaciones) (the "SIC") of the Mexican Stock Exchange (Bolsa Mexicana de Valores), therefore such securities, its issuance, offering, distribution and listin
of participating in unregulated schemes, falling within article 14(5) ("investment professionals") of the Financial Services and Markets Act 2000 (Promotion of Collective Investment Schemes) (Exemptions) Order 2001 (as amended) (the "PCIS Order") and article 19(5) ("investment professionals") of the Order, (b) persons falling within ar
herein are not registered in the National Securities Registry (Registro Nacional de Valores) (the "RNV") or in the International Quotation System (Sistema Internacional de Cotizaciones) (the "SIC") of the Mexican Stock Exchange (Bolsa Mexicana de Valores), therefore such securities, its issuance, offering, distribution and listin
of participating in unregulated schemes, falling within article 14(5) ("investment professionals") of the Financial Services and Markets Act 2000 (Promotion of Collective Investment Schemes) (Exemptions) Order 2001 (as amended) (the "PCIS Order") and article 19(5) ("investment professionals") of the Order, (b) persons falling within ar
herein are not registered in the National Securities Registry (Registro Nacional de Valores) (the "RNV") or in the International Quotation System (Sistema Internacional de Cotizaciones) (the "SIC") of the Mexican Stock Exchange (Bolsa Mexicana de Valores), therefore such securities, its issuance, offering, distribution and listin
Entities connected to both Promotion of Collective Investment Schemes and Sistema Internacional de Cotizaciones

Prince Charles
PERSONthe Capital Market Authority
ORGANIZATION
United Kingdom
LOCATION
Geneva
LOCATION
Columbia University
LOCATION
Chile
LOCATION
Monaco
LOCATION
United Arab Emirates
LOCATION
Malaysia
LOCATION
New Zealand
LOCATION
Haiti
LOCATION
Bahrain
LOCATION
Financial Services
ORGANIZATIONCharles Smith
PERSON
Abu Dhabi
LOCATIONGuernsey
LOCATIONDeutsche Bank Securities Inc.
ORGANIZATIONthe Securities Commission
ORGANIZATIONSt. Kitts
LOCATIONAIFMD
ORGANIZATION