3
Shared Docs
3
Same-Page
3 / 3
Mentions
IES INC SHORT. 001 CHG 2350 SHS SHORT REC 06/08/01 PAY osnetei MENS WF_ARHOLISE INC SHORT. EXECUTION BY FBCO COMMISSION 28.00 SEC FEE .37 WATSON PHARMACEUTICALS INC SHORT. EXECUTION BY FBCO COMMISSION 28.00 SEC FEE .82 AMERICAN EAGLE OUTFITTERS INC NEW EXECUTION BY RSSF SYMOOUCUSIP LOW DUMMY PRCE 1,20
TANCE EXECUTION BY DRKW COMMISSION 112,00 HOT TOPIC INC EXECUTION BY RSSF POLO RALPH LAUREN CORP-CL A SEE NOTE '5' ON BACK EXECUTION BY BMUR COMMISDON 105,00 AS OF 07/12:01 SYTABOIXUSIP COH OJANTITY PRCE -3,000 41.25000 Beer. SZeirhs SOC,r44,1 GOO. OcoMetsclech Ow:1N North Beccidon. New V
Y GSCO SEC FEE 2.25 CABOT MICROELECTRONICS CORP EXECUTION BY RSSF SEC FEE 1.23 K MART CORP EXECUTION BY BUCK COMMISSION 5.00 SEC FEE .03 WATSON PHARMACEUTICALS INC EXECUTION BY BUCK COMMISSION 48.00 CROWN CASTLE INTL CORP CCI -6,550 12.00700 78.184.72 AS OF 10/26/01 NSC 1.600 17.07760 27,451.16 10/29
UBSW COMMISSION 217.00 09+20/01 09/17/01 SOLD ELECTRIC LIGHTWAVE INC-CL A ELI% 3.700 0.76330 2.735.11 EXECUTION BY REDI VS 3700 01-20-99 COMMISDON 74.00 SEC FEE .10 027 09,2101:12:19 091 VS00 EFTA00198198 CLEARED 1HRWGH ITS niCkLY 0%M.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR
TION BY RSSF SEC FEE 1,15 KCP -1,300 37.92110 49,189.78 01/30/01 01/25/01 SOLD IMCO -1.900 18.09380 34,362.07 01/30/01 01/25101 SOLD WATSON PHARMACEUTICALS INC WPI -3.800 54.21780 205,754.77 AS OF 01/25101 01/31/01 01/26/01 BOUGHT ANALOG DEVICES INC WITH RIGHTS TO PURCHASE COMMON SW UNDER CERTAIN
5.900 30.77780 181.604.02 EXECUTION BY RSSF 01/04/01 12/29/00 BOUGHT JAEIIL CIRCUIT INC J8L 1.700 25.55690 43,580.73 EXECUTION BY MSOO COMMISDON 119,00 01/04/01 12/29/00 BOUGHT LUCENT TECHNOLOGIES INC LU 14.900 13.24220 198,366.78 EXECUTION BY TWPT COMMISSION 1.043.00 01/04/01 12
Entities connected to both WATSON PHARMACEUTICALS INC and COMMISDON

Ralph Lauren
PERSONTALBOTS INC
ORGANIZATIONUNITED RETAIL GROUP INC
ORGANIZATIONJONES APPAREL GROUP INC
ORGANIZATIONSZeirns
PERSONPOLO RALPH LAUREN CORP-CL
ORGANIZATIONTOMMY HILFIGER CORP-ORD
ORGANIZATIONOESCRPTION
ORGANIZATIONNAUTICA ENTERPRISES INC
ORGANIZATIONCOSTCO WHOLESALE CORP-NEW
ORGANIZATIONFOOTSTAR INC
ORGANIZATION
Ghislaine Maxwell
PERSON
Paul Ryan
PERSONLARRY KEMP
PERSONGRECO
PERSON
Financial Trust Company
ORGANIZATIONEquities & Options
ORGANIZATIONSYMBOL TECHNOLOGIES INC
ORGANIZATIONLIZ CLAIBORNE INC
ORGANIZATIONOUIKSILVER INC
ORGANIZATION