3
Shared Docs
3
Same-Page
3 / 3
Mentions
IES INC SHORT. 001 CHG 2350 SHS SHORT REC 06/08/01 PAY osnetei MENS WF_ARHOLISE INC SHORT. EXECUTION BY FBCO COMMISSION 28.00 SEC FEE .37 WATSON PHARMACEUTICALS INC SHORT. EXECUTION BY FBCO COMMISSION 28.00 SEC FEE .82 AMERICAN EAGLE OUTFITTERS INC NEW EXECUTION BY RSSF SYMOOUCUSIP LOW DUMMY PRCE 1,20
,068.76 NEW 09/05/01 08/30101 SOLD ALBERTSONS INC ABS .1.000.00 34.6200 34,533.84 WITH RIGHTS TO PURCHASE CCAWON 09/05/01 08/30/01 SOLD ANNTAYLOR STORES CORP ANN -900.00 34.1000 30,619.97 09/05/01 08/30/01 SOLD AUTOZONE INC AZO -2.100.00 45.2622 94,906.45 09/05/01 08/30/01 SOLD BED BATH & BEY
Y GSCO SEC FEE 2.25 CABOT MICROELECTRONICS CORP EXECUTION BY RSSF SEC FEE 1.23 K MART CORP EXECUTION BY BUCK COMMISSION 5.00 SEC FEE .03 WATSON PHARMACEUTICALS INC EXECUTION BY BUCK COMMISSION 48.00 CROWN CASTLE INTL CORP CCI -6,550 12.00700 78.184.72 AS OF 10/26/01 NSC 1.600 17.07760 27,451.16 10/29
1 AMERICAN EAGLE OUTFITTERS INC AEOS CASH 7,400 26.1700 193.658 NEW ADELPHLA COMMUNICATIONS CORP a A ADLAC CASH 28.654 31.1800 893.432 ANNTAYLOR STORES CORP ANN CASH 4.000 35.0000 140.000 AMERICAN STANDARD COMPANIES ASD CASH 4.100 68.2300 279.743 INC-DEL BEA SYSTEMS INC BEAS CASH 11.400 15.
TION BY RSSF SEC FEE 1,15 KCP -1,300 37.92110 49,189.78 01/30/01 01/25/01 SOLD IMCO -1.900 18.09380 34,362.07 01/30/01 01/25101 SOLD WATSON PHARMACEUTICALS INC WPI -3.800 54.21780 205,754.77 AS OF 01/25101 01/31/01 01/26/01 BOUGHT ANALOG DEVICES INC WITH RIGHTS TO PURCHASE COMMON SW UNDER CERTAIN
/01 02/06/01 BOUGHT ABERCROMBIE 8 FITCH CO-CL A ANF 8.700 29.78480 259,751/6 EXECUTION BY OPOO COMMISSION 609,00 02/09/01 02/06/01 SOLD ANNTAYLOR STORES CORP ANN .6.200 27.48440 169,948.59 EXECUTION BY MS00 Beer. SZeirhs SOC,r44,1 COO. 0 -41km:tech Contm North Beccidon. New To* 11201.3819 INSTITUTIO
Entities connected to both WATSON PHARMACEUTICALS INC and ANNTAYLOR STORES CORP

Ralph Lauren
PERSONTALBOTS INC
ORGANIZATIONUNITED RETAIL GROUP INC
ORGANIZATIONPOLO RALPH LAUREN CORP-CL
ORGANIZATIONNAUTICA ENTERPRISES INC
ORGANIZATIONFOOTSTAR INC
ORGANIZATIONSYMBOL TECHNOLOGIES INC
ORGANIZATIONTOMMY HILFIGER CORP-ORD
ORGANIZATIONCOSTCO WHOLESALE CORP-NEW
ORGANIZATION
Ghislaine Maxwell
PERSONEquities & Options
ORGANIZATIONJONES APPAREL GROUP INC
ORGANIZATION
Financial Trust Company
ORGANIZATIONCHICOS FAS INC
ORGANIZATIONSZeirns
PERSON
Wilbur Ross
PERSONSTEVEN MADDEN LTD
ORGANIZATION
Julie K. Brown
PERSONOUIKSILVER INC
ORGANIZATIONLARRY KEMP
PERSON