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ate Type Description Per Unit Realized Quantity Amount Proceeds Tax Cost Gain/Loss Pending Sales, Maturities, Redemptions 4/28 5/3 Sale APOLLO INVESTMENT CORP (19,000.000) 12.32 233,126.99 (235.600.00) (2,473.01) S 4/29 5/4 Sale KANSAS CITY SOUTHERN INDUSTRIES INC (2000.000) 40.056 80,010.64 (78,
CORP 19,000.000 12.40 (235.600.00) 4/28 5/4 Purchase KANSAS CITY SOUTHERN INDUSTRIES INC 2,000.000 39.00 (78,000.00) 4/28 5/4 Purchase SYNOVUS FINANCIAL CORP 100,000.000 2.75 (275,000.00) 4/29 5/5 Purchase PM NATURAL GAS STORAGE LP 3.500.000 21.50 (75,250.00) 4/29 5/4 V*fte Option XPD PUT OPTIO
ate Type Description Per Unit Realized Quantity Amount Proceeds Tax Cost Gain/Loss Pending Sales, Maturities, Redemptions 4/28 5/3 Sale APOLLO INVESTMENT CORP (19,000.000) 12.32 233,126.99 (235.600.00) (2,473.01) S 4/29 5/4 Sale KANSAS CITY SOUTHERN INDUSTRIES INC (2000.000) 40.056 80,010.64 (78,
CORP 19,000.000 12.40 (235.600.00) 4/28 5/4 Purchase KANSAS CITY SOUTHERN INDUSTRIES INC 2,000.000 39.00 (78,000.00) 4/28 5/4 Purchase SYNOVUS FINANCIAL CORP 100,000.000 2.75 (275,000.00) 4/29 5/5 Purchase PM NATURAL GAS STORAGE LP 3,500.000 21.50 (75,250.00) 4/29 5/4 V*fte Option XPD PUT OPTIO
Quantity Per Unit Amount Proceeds Tax Cost Rested GaIntoss Settled Sales/Maturities/Redemptions 4:28 5:3 4/29 5/5 5/5 4 30 5.5 Sale APOLLO INVESTMENT CORP a 12.32005 23488995 BROKERAGE 950.00 TAX 8/OR SEC 3.98 J.P. MORGAN SECURITIES INC. TRADE DATE 04/28/10 (19,000.000) 12.27 233,126.99 (235,6
0 BROKERAGE 100.00 TAX 8/OR SEC 1.36 J.P. MORGAN SECURITIES INC. TRADE DATE 04/29/10 (2,000.000) 40.005 80,010.64 (78,000.00) 2,010.64 S' SYNOVUS FINANCIAL CORP a 3.06 306,000.00 BROKERAGE 5,000.00 TAX 8/OR SEC 5.18 J.P. MORGAN SECURITIES INC. TRADE DATE 04/29/10 PAA NATURAL GAS STORAGE LP (100,000.00
te Type Description Quantity Per Unit Amount Market Cost Settled Securities Purchased 19.000.000 12.40 (235.600.00) • 4/27 5/3 Purchase APOLLO INVESTMENT CORP (a 12.40 J.P. MORGAN SECURMES INC. TRADE DATE 04/27/10 4128 5/4 Purchase KANSAS CITY SOUTHERN INDUSTRIES INC (0 39.00 J.P. MORGAN SECURITIES I
ANSAS CITY SOUTHERN INDUSTRIES INC (0 39.00 J.P. MORGAN SECURITIES INC. TRADE DATE 04/28/10 2,000.000 39.00 (78,000.00) • 4/28 5/4 Purchase SYNOVUS FINANCIAL CORP (a 2.75 J.P. MORGAN SECURITIES INC. TRADE DATE 04/28/10 100,000.000 2/5 (275,000.00) • 4/29 5/4 Write Option XPD PUT OPTION USD CALL OPTION
Quantity Per Unit Amount Proceeds Tax Cost Rested Galitoss Settled Salesfhtaturities/Redemptions 4:28 5:3 4/29 5/5 5/5 4.30 5.5 Sale APOLLO INVESTMENT CORP a 12.32005 234.08995 BROKERAGE 950.00 TAX 8/OR SEC 3.98 J.P. MORGAN SECURITIES INC. TRADE DATE 04/28/10 (19,000.000) 12.27 233,126.99 (235,
0 BROKERAGE 100.00 TAX 8/OR SEC 1.36 J.P. MORGAN SECURITIES INC. TRADE DATE 04/29/10 (2,000.000) 40.005 80,010.64 (78,000.00) 2,010.64 S' SYNOVUS FINANCIAL CORP a 3.06 306,000.00 BROKERAGE 5,000.00 TAX 8/OR SEC 5.18 J.P. MORGAN SECURITIES INC. TRADE DATE 04/29/10 PAA NATURAL GAS STORAGE LP (100,000.00
Quantity Per Unit Amount Proceeds Tax Cost Rested Galitoss Settled Salesfhtaturities/Redemptions 4:28 5:3 4/29 5/5 5/5 4.30 5.5 Sale APOLLO INVESTMENT CORP a 12.32005 23488995 BROKERAGE 950.00 TAX 8/OR SEC 3.98 J.P. MORGAN SECURITIES INC. TRADE DATE 04/28/10 (19,000.000) 12.27 233,126.99 (235,6
0 BROKERAGE 100.00 TAX 8/OR SEC 1.36 J.P. MORGAN SECURITIES INC. TRADE DATE 04/29/10 (2,000.000) 40.005 80,010.64 (78,000.00) 2,010.64 S' SYNOVUS FINANCIAL CORP a 3.06 306,000.00 BROKERAGE 5,000.00 TAX 8/OR SEC 5.18 J.P. MORGAN SECURITIES INC. TRADE DATE 04/29/10 PAA NATURAL GAS STORAGE LP (100,000.00
Quantity Per Unit Amount Proceeds Tax Cost Rested Galitoss Settled Salesfhtaturities/Redemptions 4:28 5:3 4/29 5/5 5/5 4.30 5.5 Sale APOLLO INVESTMENT CORP a 12.32005 23488995 BROKERAGE 950.00 TAX 8/OR SEC 3.98 J.P. MORGAN SECURITIES INC. TRADE DATE 04/28/10 (19,000.000) 12.27 233,126.99 (235,6
0 BROKERAGE 100.00 TAX 8/OR SEC 1.36 J.P. MORGAN SECURITIES INC. TRADE DATE 04/29/10 (2,000.000) 40.005 80,010.64 (78,000.00) 2,010.64 S' SYNOVUS FINANCIAL CORP a 3.06 306,000.00 BROKERAGE 5,000.00 TAX 8/OR SEC 5.18 J.P. MORGAN SECURITIES INC. TRADE DATE 04/29/10 PAA NATURAL GAS STORAGE LP (100,000.00
Entities connected to both APOLLO INVESTMENT CORP and SYNOVUS FINANCIAL CORP