J.P.Morgan FINANCIAL TRUST COMPANY INC ACCT. For the Period 4/1/10 to 4/30/10 Estimated Trade Settlement Date Date Type Description Per Unit Realized Quantity Amount Proceeds Tax Cost Gain/Loss Pending Sales, Maturities, Redemptions 4/28 5/3 Sale APOLLO INVESTMENT CORP (19,000.000) 12.32 233,126.99 (235.600.00) (2,473.01) S 4/29 5/4 Sale KANSAS CITY SOUTHERN INDUSTRIES INC (2000.000) 40.056 80,010.64 (78,000.00) 2,010.64 S 4/29 5/4 4/30 5/5 Sale SYNOVUS FINANCIAL CORP (100,000.000) 3.06 300,994.82 (275,000.00) 25,994.82 S Sale PM NATURAL GAS STORAGE LP (3.500.000) 23.298 81,368.09 (75,250 00) 6,118.09 S Total Pending Sales, Maturities. Redemptions $885,500.54 ($663,850.00) $31,850.64 S Estimated Trade Settlement Dale Dale Type Description Per Unit Quantity Amount Market Cost Pending Securities Purchased 4/27 53 Purchase APOLLO INVESTMENT CORP 19,000.000 12.40 (235.600.00) 4/28 5/4 Purchase KANSAS CITY SOUTHERN INDUSTRIES INC 2,000.000 39.00 (78,000.00) 4/28 5/4 Purchase SYNOVUS FINANCIAL CORP 100,000.000 2.75 (275,000.00) 4/29 5/5 Purchase PM NATURAL GAS STORAGE LP 3.500.000 21.50 (75,250.00) 4/29 5/4 V*fte Option XPD PUT OPTION (10,000.000) 140,000.00 USD CALL OPTION STRIKE 525 EXPIRES 06(02/2010 Total Pending Securities Purchased (8623,880.00) Account W23560001 Page 35 of 43 Page 36 of 49 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00010300 SDNY_GM_00279498 EFTA01488620