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Major Security-Based Swap Participant
ORGANIZATIONthe Eligible Contract Participant Questionnaire
ORGANIZATION3
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Document Mentions (3 shared documents)
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d therein is true and correct. 1.2 Not Regulated Swap Entity. Client is not a Swap Dealer, Security-Based Swap Dealer, Major Swap Participant or a Major Security-Based Swap Participant. 1.3 Eligible Contract Participant. Client is an Eligible Contract Participant ("ECP"). Client has duly completed the ECP Questionnaire in the Swa
ming it is an ECP to DB as a condition precedent to discussing additional swaps and/or swap trading strategies with DB. If Client has indicated in the Eligible Contract Participant Questionnaire than it is either a "Hedging Entity ECP" or a "Hedging Individual ECP", Client further represents to DB that, for so long as Client remains either
2 mentions1 same-page
Page ?Same page
ed therein is true and correct. 1.2 Nen Regulated Swap. Engv. Client is not a Swap Dealer, Security-Based Swap Dealer. Major Swap Participant or a Major Security-Based Swap Participant 1.3 Eligible Contract Participant. Client is an Eligible Contract Participant ('ECP"). Client has duly completed the ECP Questionnaire in the Swap
ming it is an ECP to DB as a condition precedent to discussing additional swaps and/or swap trading strategies with DR. if Client has indicated in the Eligible Contract Participant Questionnaire that it is either a "Hedging Entity ECP" or a "Hedging Individual ECP", Client further represents to O13 that, for so long as Client remains either
2 mentions1 same-page
Page ?Same page
d therein is true and correct. 1.2 Not Regulated Swan Entity. Client is not a Swap Dealer, Security-Based Swap Dealer, Major Swap Participant or a Major Security-Based Swap Participant. 1.3 Eligible Contract Participant. Client is an Eligible Contract Participant ("ECP"). Client has duly completed the ECP Questionnaire in the Swa
ming it is an ECP to DB as a condition precedent to discussing additional swaps and/or swap trading strategies with DB. If Client has indicated in the Eligible Contract Participant Questionnaire that it is either a "Hedging Entity ECP" or a "Hedging Individual ECP", Client further represents to DB that, for so long as Client remains either
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Mutual Connections (7)
Entities connected to both Major Security-Based Swap Participant and the Eligible Contract Participant Questionnaire
the ECP Questionnaire
ORGANIZATION3 w/ Major·3 w/ the
an Eligible Contract Participant
ORGANIZATION3 w/ Major·3 w/ the
the Client Information Form
ORGANIZATION2 w/ Major·2 w/ the
European Union
ORGANIZATION2 w/ Major·2 w/ the
Financial Entity
ORGANIZATION2 w/ Major·2 w/ the
the Financial Entity Questionnaire
ORGANIZATION2 w/ Major·2 w/ the
CFTC Regulations
ORGANIZATION2 w/ Major·2 w/ the