t. O.) Dania' Entity. Client C IS / IS NOT a Special Entity. If Client is a Special Entity (or is electing to he a Special Entity as ermitted by CFTC Regulations), Client has duly completed the Special Entity Questionraire in the Swap Addundum Annex, and the information contained therein is true and correct.

ther: (I) nor a Financial Entity (notwithstanding any exemptions or exclusions from such definition provided in Section 2(h) of the CEA or related CFTC Regulations); (ii) exempt from the definition of Financial Entity as an Exempt Small Financial Institution; or (iii) excluded from the definition of Financi

(c) (I) not a Financial Entity (notwithstanding any exemptions or exclusions from such definition provided in Section 2(h) of the CEA or related CFTC Regulations); (ii) exempt from the definition of Financial Entity as an Exempt Small Financial Institution; or (iii) excluded from the definition of Financi

aws and rules, Deutsche Bank AG ("DB") haaregisterr.d with the crrc as a swap dealer in respect of its swaps business with US persons. Tice CFA and CFTC Regulations. Impose a number of new regulatory requirements on swap dealers, including an obligatioti to observe certain conduct standards in its swap business

, CI) Special Entity. Client 0 IS / IS NOT a Special Entity. If Client is a Special Entity (or is electing to be a Special Entity as permitted by CFTC Regulations), Client has duly completed the Special Entity Questionnaire in the Swap Addendum Annex, and the information contained therein is true and correct.

ither. (i) not a Financial Entity (notwithstanding any exemptions or exclusions from such definition provided in Section 2(h)of the CEA or related CFTC Regulations); (ii) exempt from the defmition of Financial Entity as an Exempt Small Financial Institution; or (iii) excluded from the definition of Financia