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ither. (i) not a Financial Entity (notwithstanding any exemptions or exclusions from such definition provided in Section 2(h)of the CEA or related CFTC Regulations); (ii) exempt from the defmition of Financial Entity as an Exempt Small Financial Institution; or (iii) excluded from the definition of Financia
f paper.) it D IS IS NOT an Exchange Act Reporting Company. if Client is an Exchange Act Reporting Company, it thither represents that: (i) its SEC Central Index Key Number is (please inset): and an Jcpropriam committee of its board of directors (or equivalent body) 0 HAS. i HAS NOT reviewed and approved the decisi
ther: (I) nor a Financial Entity (notwithstanding any exemptions or exclusions from such definition provided in Section 2(h) of the CEA or related CFTC Regulations); (ii) exempt from the definition of Financial Entity as an Exempt Small Financial Institution; or (iii) excluded from the definition of Financi
.) (a) it 0 IS / ER IS NOT an Exchange Act Reporting Company. if Client is an ExChange Act Reporting Company, it limber represents that: (I) its SEC Central Index Key Number is (please insert); and an propriate committee of its board of directors (or equivalent body) Cj HAS I LI HAS NOT reviewed and approved the decisi
(c) (I) not a Financial Entity (notwithstanding any exemptions or exclusions from such definition provided in Section 2(h) of the CEA or related CFTC Regulations); (ii) exempt from the definition of Financial Entity as an Exempt Small Financial Institution; or (iii) excluded from the definition of Financi
aper.) it K IS I gi IS NOT an Exchange Act Reporting Company. If Client is an Exchange Act Reporting Company, it further represents that: (i) its SEC Central Index Key Number is (please insert): and anappropriate committee of its board of directors (or equivalent body) 0 HAS / D HAS NOT reviewed and approved the decisi
Entities connected to both CFTC Regulations and SEC Central Index Key Number