Epstein Secrets

, CI) Special Entity. Client 0 IS / IS NOT a Special Entity. If Client is a Special Entity (or is electing to be a Special Entity as permitted by CFTC Regulations), Client has duly completed the Special Entity Questionnaire in the Swap Addendum Annex, and the information contained therein is true and correct.

sociated with an asset or liability owned or incurred, or reasonably likely to be owned or incurred, by Client in the conduct of Client's business. Financial Entity. Client 0 IS i ai IS NOT a Financial Entity. If Client is a Financial Entity under Dodd frank, Client has duty completed the Financial Entity Questi

ither. (i) not a Financial Entity (notwithstanding any exemptions or exclusions from such definition provided in Section 2(h)of the CEA or related CFTC Regulations); (ii) exempt from the defmition of Financial Entity as an Exempt Small Financial Institution; or (iii) excluded from the definition of Financia

ser Exception with respect to a particular swap entered into pursuant to this Addendum, Client representsto ma that: (a) it is either. (i) not a Financial Entity (notwithstanding any exemptions or exclusions from such definition provided in Section 2(h)of the CEA or related CFTC Regulations); (ii) exempt fr

t. O.) Dania' Entity. Client C IS / IS NOT a Special Entity. If Client is a Special Entity (or is electing to he a Special Entity as ermitted by CFTC Regulations), Client has duly completed the Special Entity Questionraire in the Swap Addundum Annex, and the information contained therein is true and correct.

sociated with an asset or liability owned or incurred, or reasonably likely to be owned or incurred, by Client in the conduct of Client's business. Financial Entity. Client D is / El IS NOT a Financial Entity. If Client is a Financial Entity under Dodd Frank. Client has duly completed the Financial Entity Questi

ther: (I) nor a Financial Entity (notwithstanding any exemptions or exclusions from such definition provided in Section 2(h) of the CEA or related CFTC Regulations); (ii) exempt from the definition of Financial Entity as an Exempt Small Financial Institution; or (iii) excluded from the definition of Financi

er Exception with respect to a particular swap entered into pursuant to this Addendum, Client represents to DB that: (a) it is either: (I) nor a Financial Entity (notwithstanding any exemptions or exclusions from such definition provided in Section 2(h) of the CEA or related CFTC Regulations); (ii) exempt f

(c) (I) not a Financial Entity (notwithstanding any exemptions or exclusions from such definition provided in Section 2(h) of the CEA or related CFTC Regulations); (ii) exempt from the definition of Financial Entity as an Exempt Small Financial Institution; or (iii) excluded from the definition of Financi

on with respect to a particular swap entered into pursuant to this Addendum, Client represents to DB that: (a) it is either: (b) (c) (I) not a Financial Entity (notwithstanding any exemptions or exclusions from such definition provided in Section 2(h) of the CEA or related CFTC Regulations); (ii) exempt f