Document Mentions (5 shared documents)

EFTA01374025

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AGP LP 519 Alpha Group Caudal Paul Barrett ALKEON CAPITAL MANAGEMENT, LLC 350 Madison Avenue New York, New York 10017 December 21, 2016 Re: SEC Rule 506 Bad Wier Rules

mptions pursuant to Rule 506 of Regulation D under the Securities Act of 1933, as amended (the "Rule"), none of ACM, Alkeon Capital Advisers, LLC , Alkeon Capital Offshore, LLC or any other persons connected with ACM as specified in paragraph (d)(1) of the Rule (such persons referred to as "Covered Persons") has had a

EFTA01374026

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AGP LP 519 Alpha Group Caudal Paul Barrett ANNEX A None of ACM, Alkeon Capital Advisers, LLC, Alkeon Capital Offshore, LLC or any other persons connected with ACM as spe

AGP LP 519 Alpha Group Caudal Paul Barrett ANNEX A None of ACM, Alkeon Capital Advisers, LLC, Alkeon Capital Offshore, LLC or any other persons connected with ACM as specified in paragraph (d)(I) of the Rule (each a "Covered Person") has had a Disqualifying Event a

EFTA01374129

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AGP LP 519 Alpha Group Caudal Paul Barrett • Alkeon's activities could cause adverse tax consequences to funds and investors, including liability for interest and penalt

Growth US Feeders, Select US Feeder, Asia Growth US Feeder, Alkeon Capital Partners US Feeder, Global Alpha US Feeder and Global Alpha Master Fund. Alkeon Capital Offshore, LLC, an affiliate of Alkeon that is owned by Mr. Sparaggis, is the co- investment manager with Alkeon for the Growth Offshore Feeders, the Growth Ma