Document Mentions (5 shared documents)

EFTA01374025

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AGP LP 519 Alpha Group Caudal Paul Barrett ALKEON CAPITAL MANAGEMENT, LLC 350 Madison Avenue New York, New York 10017 December 21, 2016 Re: SEC Rule 506 Bad Wier Rules

ecurities in reliance on the exemptions pursuant to Rule 506 of Regulation D under the Securities Act of 1933, as amended (the "Rule"), none of ACM, Alkeon Capital Advisers, LLC , Alkeon Capital Offshore, LLC or any other persons connected with ACM as specified in paragraph (d)(1) of the Rule (such persons referred to

EFTA01374026

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AGP LP 519 Alpha Group Caudal Paul Barrett ANNEX A None of ACM, Alkeon Capital Advisers, LLC, Alkeon Capital Offshore, LLC or any other persons connected with ACM as spe

AGP LP 519 Alpha Group Caudal Paul Barrett ANNEX A None of ACM, Alkeon Capital Advisers, LLC, Alkeon Capital Offshore, LLC or any other persons connected with ACM as specified in paragraph (d)(I) of the Rule (each a "Covered Person") h

EFTA01374129

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AGP LP 519 Alpha Group Caudal Paul Barrett • Alkeon's activities could cause adverse tax consequences to funds and investors, including liability for interest and penalt

available on the SEC's Investment Adviser Public Disclosure website, and additional information about Breakwater is available on FINRA's website. Alkeon Capital Advisers, LLC, an affiliate of Alkeon that is owned primarily by Mr. Sparaggis, is the general partner of the Growth US Feeders, Select US Feeder, Asia Growt