Document Mentions (4 shared documents)

EFTA01373653

2 mentions1 same-page

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Manikandan Muralidharan U S - New Client Adoption DBOI Global Services Private Limted Block 5, 6, 7, Vetankani Tech Park. No.:43, Electronic City, Hosur Road, 560100 Bang

D+title%3D+title%3D+title%3D%20title= Alert #2: Alert is False Positive. Mismatch Individuals. Alerted Individual Name is Richard Kahn who violated NYSE Arca Equities Rule by failing to provide testimony as requested by FINRA. https://www.uoorfie.co.in/url?url=https://www.nyse.com/pdfs/12-ARCA- CONFIDENTIAL - PUR

EFTA01373922

2 mentions1 same-page

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PaninoV geform, Forwarded by Idanikandan Muralidharanidbldbcom on 12/1912014 08.53 PM -- From. To. Cc Date Subject: Syed-Anzar Ahmed/db/dbcom Manikandan Muralidharan/db/dbcom@DBAPAC. CAGNY 12/19/2014 08:42 PM Re: Fw. EDD package for the RID : S lAnaliteSh Party name : Southern Financial LLC - ROC alert Review

D+title%3D+title%3D+title%3D%20title= Alert #2: Alert is False Positive. Mismatch Individuals. Alerted Individual Name is Richard Kahn who violated NYSE Arca Equities Rule by failing to provide testimony as requested by FINRA. https://www.gooqle.co.in/url?url=https://www.nvse.com/pdfs/12-ARCA- pdf&rct=i&frm=1&q=8

EFTA01373011

2 mentions1 same-page

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4 08:23:07 PM--Classification: For internal use only Hi Team, Request you review the RDC hit received on "Richard K From: To. Cc: Date: Subsea Manikandan Muralidharan/db/dbcom CAGNY NCA/db/dItcomiaDBAmericas. Syed-Anzar Ahmedfdb/dbcom@DBAPAC. Suresh-x Salimathklbldbcom6DBAMERICAS. Jofin VargheseklbvdbcomeDBAMERIC

Alert is False Positive. Mismatch Individuals. Alerted Individual Name is Richard Kahn who violated NYSE Arca Equities Rule by failing to provide testimony as requested by FINRA. htlps://www.gooale.co.in/url?url=https://www.nyse.com/pdfs/12-ARCA- 3.pdf&rct=i&frm=18q