Kahn is not related to any entity and is a drug dealer as per internal research. Hence no escalation required. NOTE: PCR is NO HIT Kind regards, Syed-Anzar Ahmed Process Stpervisor I COB - RDC LOOKBACK TEAM DBOI Global Services Private Limited Global Busness Services VTP, I ironic C Hosts Road, 580100 Banga

Kahn is not related to any entity and is a drug dealer as per internal research. Hence no escalation required. NOTE: PCR is NO HIT Kind regards, Syed-Anzar Ahmed Process Stpervisor I COB - ROC LOOKBACK TEAM DBOI Global Services Private Limited Global Baseless Services • • oats Road, 560100 Bangalore. India

Kahn is not related to any entity and is a drug dealer as per internal research. Hence no escalation required. NOTE: PCR is NO HIT Kind regards, Syed-Anzar Ahmed Process Stvervisor I COB • RDC LOOKBACK TEAM DBOI Global Services Private Limited Global Business Services VTP I • Hosts Road. 560100 Bangalore

ik Level 2 - Balap PacinoV Peeporm. --- Forwarded by Marilandan lAuralidharanildb/dbcom on 12(1912014 08.53 PM — From. To. Cc: Date: Subject: Syed-Anzar Ahmed/db/dbcom 12/19/2014 08:42 PM Re: Fw. EDD package for the RID ONB-120902 LKYCUS-3443 Party name . Southern Financial LLC - ROC alert Review - Very U

ual Richard L Kahn is not related to any entity and is as per internal research. Hence no escalation required. NOTE: PCR is NO HIT Kind regards, Syed-Anzar Ahmed Process Stvervisor I COB - RDC LOOKBACK TEAM CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067764 CONFIDENTIAL SDNY_GM_002 13948 EF

arthk Level 2 - Balaji Pasitativ Peefirent Forwarded by Marikandan Murandharagdbtelbcom on 12/19(2014 08:53 PM — From. To. Cc: Date: Subject: Syed-Anzar Ahmed/dbrdbcom Manikandan CAGNY Suresh-x Anartesh 12/19/2014 08:42 PM Re: Fvt. EDD package kir the RID: Party name : Southern Financial LLC - ROC al

ati( Level 2 - Balaji Pacift- u Peeroopi- - Forwarded by Manikandan Muralidnaranidb/dbcom on 12/19/201408:53 PM -- From: To: Cc: Date: Subject Syed-Anzar Ahmed/db/dbcom Manikinjar CAGNY Curesll- Anantesh 12/19/2014 08.42 PM Re: Fw. EDD package for the RID: lart, name : Southern Financial LLC ROC alert R

PaninoV geform, Forwarded by Idanikandan Muralidharanidbldbcom on 12/1912014 08.53 PM -- From. To. Cc Date Subject: Syed-Anzar Ahmed/db/dbcom Manikandan Muralidharan/db/dbcom@DBAPAC. CAGNY 12/19/2014 08:42 PM Re: Fw. EDD package for the RID : S lAnaliteSh Party name : Southern

Kahn is not related to any entity and is a drug dealer as per internal research. Hence no escalation required. NOTE: PCR is NO HIT Kind regards, Syed-Anzar Ahmed Process Supervisor I COB - RDC LOOKBACK TEAM DBOI Global Services Private Limited Global Buskiess Services VTP • ir Road. 560100 Bangalore. India

. Alerted Individual Name is Richard Kahn Alert #3: Alert is False Positive. Alerted Individual Richard L Kahn NOTE: PCR is NO HIT Kind regards, Syed-Anzar Ahmed Process Stpervisor I COB - RDC LOOKBACK TEAM DBOI Global Services Private Limited Global Gumless Services VTP.Electromc C . Hosts Road. 56010D Bang

Kahn is not related to any entity and is a drug dealer as per internal research. Hence no escalation required. NOTE: PCR is NO HIT Kind regards. Syed-Anzar Ahmed Process Supervisor I COB - RDC LOOKBACK TEAM DBOI Global Services Private Limted Global Buskins Services VTP,Electronic C . 560100 Bangalore, Indi

Kahn is not related to any entity and is a drug dealer as per internal research. Hence no escalation required. NOTE: PCR is NO HIT Kind regards, Syed-Anzar Ahmed Process Supervisor I COB - RDC LOOKBACK TEAM DBOI Global Services Private Limited Global Busmess Services VTP,Electromc Ciy, Hosts Road. 560100 Ban

Kahn is not related to any entity and is a drug dealer as per internal research. Hence no escalation required. NOTE: PCR is NO HIT Kind regards, Syed-Anzar Ahmed Process Sivervisor I COB - RDC LOOKBACK TEAM DBOI Global Services Private Limted Global Business Services VTP.Electronic C . Hosts Road. 560100 Ban

research. Hence no escalation required. NOTE: PCR is NO HIT Kind regards, Syed-Anzar Ahmed Process Stpervisor I COB - RDC LOOKBACK TEAM DBOI Global Services Private Limited Global Sunless Services VTR • ostr Road, 560100 Bangalore, Indi

Kahn is not related to any entity and is a drug dealer as per internal research. Hence no escalation required. NOTE: PCR is NO HIT Kind regards, Syed-Anzar Ahmed Process Supervisor I COB • RDC LOOKBACK TEAM DBOI Global Services Prrvale Limited Global Business Services 100 Bangalore, India PAssitri,fr Pe4bnn