Back to Network
3
Shared Docs
3
Same-Page
3 / 3
Mentions
Document Mentions (3 shared documents)
2 mentions1 same-page
Page ?Same page
he Members on a basis which is not in accordance with the respective Fund Percentages of all Members as of the commencement of such Fiscal Period. Offering Memorandum means each of the Confidential Offering Memorandums of the Fund, including the Confidential Offering Memorandum of Class A Interests of the Fund, da
, and the Connecticut Department of Banking in connection with their investigations of the global foreign exchange markets. The Federal Reserve and the Connecticut Department of Banking jointly issued an order finding that UBS AG engaged in unsafe and unsound banking practices related to its FX business. Pursuant to the terms of the
2 mentions1 same-page
Page ?Same page
he Members on a basis which is not in accordance with the respective Fund Percentages of all Members as of the commencement of such Fiscal Period. Offering Memorandum means the Confidential Offering Memorandum of the Fund, dated April 2014, as may be amended or supplemented from time to time. Original Agreement s
, and the Connecticut Department of Banking in connection with their investigations of the global foreign exchange markets. The Federal Reserve and the Connecticut Department of Banking jointly issued an order finding that UBS AG engaged in unsafe and unsound banking practices related to its FX business. Pursuant to the terms of the
2 mentions1 same-page
Page ?Same page
he Members on a basis which is not in accordance with the respective Fund Percentages of all Members as of the commencement of such Fiscal Period. Offering Memorandum means the Confidential Offering Memorandum of the Fund, dated April 2014, as may be amended or supplemented from time to time. Original Agreement s
, and the Connecticut Department of Banking in connection with their investigations of the global foreign exchange markets. The Federal Reserve and the Connecticut Department of Banking jointly issued an order finding that UBS AG engaged in unsafe and unsound banking practices related to its FX business. Pursuant to the terms of the
Sponsored
Mutual Connections (126)
Entities connected to both Offering Memorandum and the Connecticut Department of Banking
the Securities and Exchange Commission
ORGANIZATION8 w/ Offering·4 w/ the
United States
LOCATION8 w/ Offering·4 w/ the
the Financial Advisor's
ORGANIZATION3 w/ Offering·4 w/ the
Parent Company
ORGANIZATION3 w/ Offering·4 w/ the
Dept. of
ORGANIZATION3 w/ Offering·4 w/ the
Back Taxes Payment
ORGANIZATION3 w/ Offering·4 w/ the
New Hampshire
LOCATION3 w/ Offering·4 w/ the
UBS Securities LLC
ORGANIZATION3 w/ Offering·4 w/ the
Fannie Mae
ORGANIZATION3 w/ Offering·4 w/ the
Department of Justice
ORGANIZATION3 w/ Offering·4 w/ the
New York State
LOCATION3 w/ Offering·4 w/ the
Connecticut Department
ORGANIZATION3 w/ Offering·4 w/ the
Internal Revenue Service
ORGANIZATION3 w/ Offering·4 w/ the
UBS Fund
ORGANIZATION3 w/ Offering·4 w/ the
Lehman Structured Products
ORGANIZATION3 w/ Offering·4 w/ the
Massachusetts Securities Division
ORGANIZATION3 w/ Offering·4 w/ the
the North American Securities Administrators Association
ORGANIZATION3 w/ Offering·4 w/ the
Civil Penalty
ORGANIZATION3 w/ Offering·4 w/ the
Cease & Desist
ORGANIZATION3 w/ Offering·4 w/ the
General State of NY
ORGANIZATION3 w/ Offering·4 w/ the