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ence in scope of the Packaged Retail Investment Product and Insurance-based Investment Product (PRIIPs) Regulation. Clients will be informed of the PRIIPs regulation, which goes live on January 3r° 2018 via the attached (draft) letter by mail, (presumably) this week. The letter will be mailed centrally
is list of clients identified by the WM Regulatory team as EEA clients, hence in scope of the Packaged Retail Investment Product and Insurance-based Investment Product (PRIIPs) Regulation. Clients will be informed of the PRIIPs regulation, which goes live on January 3r° 2018 via the attached (draft) letter by mail
2 mentions1 same-page
Page ?Same page
ence in scope of the Packaged Retail Investment Product and Insurance-based Investment Product (PRIIPs) Regulation. Clients will be informed of the PRIIPs regulation, which goes live on January 3r° 2018 via the attached (draft) letter by mail, (presumably) this week. The letter will be mailed centrally
is list of clients identified by the WM Regulatory team as EEA clients, hence in scope of the Packaged Retail Investment Product and Insurance-based Investment Product (PRIIPs) Regulation. Clients will be informed of the PRIIPs regulation, which goes live on January 3r° 2018 via the attached (draft) letter by mail
2 mentions1 same-page
Page ?Same page
ence in scope of the Packaged Retail Investment Product and Insurance-based Investment Product (PRIIPs) Regulation. Clients will be informed of the PRIIPs regulation, which goes live on January 3f° 2018 via the attached (draft) letter by mail, (presumably) this week. The letter will be mailed centrally
is list of clients identified by the WM Regulatory team as EEA clients, hence in scope of the Packaged Retail Investment Product and Insurance-based Investment Product (PRIIPs) Regulation. Clients will be informed of the PRIIPs regulation, which goes live on January 3f° 2018 via the attached (draft) letter by mail
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Mutual Connections (9)
Entities connected to both PRIIPs and Investment Product
Stewart Oldfield
PERSON5 w/ PRIIPs·3 w/ Investment
AL
Anna-Sofiya Lupolover
PERSON5 w/ PRIIPs·3 w/ Investment
Martha Stewart
PERSON5 w/ PRIIPs·3 w/ Investment
Deutsche Bank Securities Inc.
ORGANIZATION4 w/ PRIIPs·3 w/ Investment
WM Regulatory
ORGANIZATION3 w/ PRIIPs·3 w/ Investment
Alfredo Rodriguez
PERSON4 w/ PRIIPs·2 w/ Investment
BG
Bradley Gillin
PERSON3 w/ PRIIPs·3 w/ Investment
Cynthia Rodriguez
PERSON2 w/ PRIIPs·2 w/ Investment
Jeffrey Epstein
PERSON2 w/ PRIIPs·2 w/ Investment