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ence in scope of the Packaged Retail Investment Product and Insurance-based Investment Product (PRIIPs) Regulation. Clients will be informed of the PRIIPs regulation, which goes live on January 3r° 2018 via the attached (draft) letter by mail, (presumably) this week. The letter will be mailed centrally
; Bradley Gillin Subject: PRIIPs Client Notification Ill Classification: For Internal use only Hello, Below is list of clients identified by the WM Regulatory team as EEA clients, hence in scope of the Packaged Retail Investment Product and Insurance-based Investment Product (PRIIPs) Regulation. Clients w
ence in scope of the Packaged Retail Investment Product and Insurance-based Investment Product (PRIIPs) Regulation. Clients will be informed of the PRIIPs regulation, which goes live on January 3r° 2018 via the attached (draft) letter by mail, (presumably) this week. The letter will be mailed centrally
[email protected]> Subject: PRIIPs Client Notification Ill Classification: For Internal use only Hello, Below is list of clients identified by the WM Regulatory team as EEA clients, hence in scope of the Packaged Retail Investment Product and Insurance-based Investment Product (PRIIPs) Regulation. Clients w
ence in scope of the Packaged Retail Investment Product and Insurance-based Investment Product (PRIIPs) Regulation. Clients will be informed of the PRIIPs regulation, which goes live on January 3f° 2018 via the attached (draft) letter by mail, (presumably) this week. The letter will be mailed centrally
Bradley Gillin < Subject: PRIIPs Client Notification Ill Classification: For Internal use only Hello, Below is list of clients identified by the WM Regulatory team as EEA clients, hence in scope of the Packaged Retail Investment Product and Insurance-based Investment Product (PRIIPs) Regulation. Clients w
Entities connected to both PRIIPs and WM Regulatory

Stewart Oldfield
PERSONAnna-Sofiya Lupolover
PERSON
Martha Stewart
PERSONDeutsche Bank Securities Inc.
ORGANIZATIONInvestment Product
ORGANIZATION
Alfredo Rodriguez
PERSONBradley Gillin
PERSON
Cynthia Rodriguez
PERSON
Jeffrey Epstein
PERSON