4
Shared Docs
4
Same-Page
4 / 4
Mentions
ived. • 4 FinCEN 314(a) requests were received. • 3 Department of Commerce Denied Persons List were received • 1 International Inquiries and/or Static Data Embargo Inquiries were received. 47 GeneraVLegal requests were received. US PWM AML Search Requests ■ Of AC Updates • FInCEll 314(a) requests Dept of
in June 2014 • 4 SAIF were filed in June 2014 for the Private Bank. • 1 SAIF was filed in June 2014 for Private Client Services. US PWM CTR and SAIF Filings 12 10 S 4 0 Ius Aug. ST Ott- Mai Dec lie 14- I.Ier Apt Its, Im• Id 13 li B 13 R 13 13 14 14 II II 14 14 Ned 3 S 3 4 7
ved. • 2 FinCEN 314(a) requests were received. • 0 Department of Commerce Denied Persons List were received • 12 International Inquiries and/or Static Data Embargo Inquiries were received. 61 GeneraVLegal requests were received. US PWM AML Search Requests • OFAC Updates • FinCEN 314iaj requests .. Dept of
es • FinCEN 314iaj requests .. Dept of tonuiterce Denied Persons list shit I huligintStatk Data Embargo • General/Legal regnests US PWM CTR and SAIF Filings March 2014 • 2 CTRs were filed in March 2014 • 0 SAIF was filed in March 2014 for the Private Bank. • 3 SAIFs were filed in March 2014 for Priv
ived. • 4 FinCEN 314(a) requests were received. • 0 Department of Commerce Denied Persons List were received • 5 International Inquiries and/or Static Data Embargo Inquiries were received. 77 GeneraVLegal requests were received. US PWM AML Search Requests ■ OFAC Updates • FInCEN 314f,a! requests N Dept of
tes • FInCEN 314f,a! requests N Dept of Commerce Denied Persons List ■ Int I inquIrviStalk Data Embalm ■ oenecall ecal requests US PWM CTR and SAIF Filings November and December 2013 7 CTR were filed in November 2013 0 SAIFs were filed in November 2013 for the Private Bank. 1 SAIF was filed in Nove
ived. • 4 FinCEN 314(a) requests were received. • 3 Department of Commerce Denied Persons List were received • 1 International Inquiries and/or Static Data Embargo Inquiries were received. 47 GeneraVLegal requests were received. US PWM AML Search Requests ■ Of AC Updates • FInCEll 314(a) requests Dept of
in June 2014 • 4 SAIF were filed in June 2014 for the Private Bank. • 1 SAIF was filed in June 2014 for Private Client Services. US PWM CTR and SAIF Filings 12 10 S 4 0 Ius Aug. ST Ott- Mai Dec lie 14- I.Ier Apt Its, Im• Id 13 li B 13 R 13 13 14 14 II II 14 14 Ned 3 S 3 4 7
Entities connected to both Static Data Embargo and SAIF Filings
Private Client Services
ORGANIZATIONUS PWM CTR
ORGANIZATIONthe Private Bank
ORGANIZATIONMai Dec
LOCATIONDept of Commerce
ORGANIZATIONDepartment of Commerce
ORGANIZATIONI Inquiry/Static Data
ORGANIZATION