4
Shared Docs
4
Same-Page
4 / 4
Mentions
ived. • 4 FinCEN 314(a) requests were received. • 3 Department of Commerce Denied Persons List were received • 1 International Inquiries and/or Static Data Embargo Inquiries were received. 47 GeneraVLegal requests were received. US PWM AML Search Requests ■ Of AC Updates • FInCEll 314(a) requests Dept of
ts ■ Of AC Updates • FInCEll 314(a) requests Dept of Commerce Denied Persons list slot I Inquiry/Static Data Embargo • General/legal requests US PWM CTR and SAIF Filings • 5 CTRs were filed in June 2014 • 4 SAIF were filed in June 2014 for the Private Bank. • 1 SAIF was filed in June 2014 for Pri
ved. • 2 FinCEN 314(a) requests were received. • 0 Department of Commerce Denied Persons List were received • 12 International Inquiries and/or Static Data Embargo Inquiries were received. 61 GeneraVLegal requests were received. US PWM AML Search Requests • OFAC Updates • FinCEN 314iaj requests .. Dept of
s • OFAC Updates • FinCEN 314iaj requests .. Dept of tonuiterce Denied Persons list shit I huligintStatk Data Embargo • General/Legal regnests US PWM CTR and SAIF Filings March 2014 • 2 CTRs were filed in March 2014 • 0 SAIF was filed in March 2014 for the Private Bank. • 3 SAIFs were filed in Mar
ived. • 4 FinCEN 314(a) requests were received. • 0 Department of Commerce Denied Persons List were received • 5 International Inquiries and/or Static Data Embargo Inquiries were received. 77 GeneraVLegal requests were received. US PWM AML Search Requests ■ OFAC Updates • FInCEN 314f,a! requests N Dept of
ts ■ OFAC Updates • FInCEN 314f,a! requests N Dept of Commerce Denied Persons List ■ Int I inquIrviStalk Data Embalm ■ oenecall ecal requests US PWM CTR and SAIF Filings November and December 2013 7 CTR were filed in November 2013 0 SAIFs were filed in November 2013 for the Private Bank. 1 SAIF
ived. • 4 FinCEN 314(a) requests were received. • 3 Department of Commerce Denied Persons List were received • 1 International Inquiries and/or Static Data Embargo Inquiries were received. 47 GeneraVLegal requests were received. US PWM AML Search Requests ■ Of AC Updates • FInCEll 314(a) requests Dept of
ts ■ Of AC Updates • FInCEll 314(a) requests Dept of Commerce Denied Persons list slot I Inquiry/Static Data Embargo • General/legal requests US PWM CTR and SAIF Filings • 5 CTRs were filed in June 2014 • 4 SAIF were filed in June 2014 for the Private Bank. • 1 SAIF was filed in June 2014 for Pri
Entities connected to both Static Data Embargo and US PWM CTR
Private Client Services
ORGANIZATIONSAIF Filings
ORGANIZATIONthe Private Bank
ORGANIZATIONMai Dec
LOCATIONDept of Commerce
ORGANIZATIONDepartment of Commerce
ORGANIZATIONI Inquiry/Static Data
ORGANIZATION