Back to Network
5
Shared Docs
5
Same-Page
5 / 5
Mentions
Document Mentions (5 shared documents)
2 mentions1 same-page
Page ?Same page
while not accurately characterizing or while failing to adequately disclose the true nature and risks associated with these investments. Although Raymond James' auction rate securities trade confirmations disclosed the risk that auction rate securities auctions could fail and that Raymond James were not obl
ated as "attributable" to withholdable payments. The United Kingdom and the United States have entered into a Model 1 intergovernmental agreement (the "U.S. IGA") relating to FATCA, and the United Kingdom has brought into law regulations to implement the provisions of the U.S. IGA (such regulations and any
2 mentions1 same-page
Page ?Same page
while not accurately characterizing or while failing to adequately disclose the true nature and risks associated with these investments. Although Raymond James' auction rate securities trade confirmations disclosed the risk that auction rate securities auctions could fail and that Raymond James were not obl
ated as "attributable" to withholdable payments. The United Kingdom and the United States have entered into a Model 1 intergovernmental agreement (the "U.S. IGA") relating to FATCA, and the United Kingdom has brought into law regulations to implement the provisions of the U.S. IGA (such regulations and any
2 mentions1 same-page
Page ?Same page
while not accurately characterizing or while failing to adequately disclose the true nature and risks associated with these investments. Although Raymond James' auction rate securities trade confirmations disclosed the risk that auction rate securities auctions could fail and that Raymond James were not obl
ated as "attributable" to withholdable payments. The United Kingdom and the United States have entered into a Model 1 intergovernmental agreement (the "U.S. IGA") relating to FATCA, and the United Kingdom has brought into law regulations to implement the provisions of the U.S. IGA (such regulations and any
Sponsored
2 mentions1 same-page
Page ?Same page
while not accurately characterizing or while failing to adequately disclose the true nature and risks associated with these investments. Although Raymond James' auction rate securities trade confirmations disclosed the risk that auction rate securities auctions could fail and that Raymond James were not obl
ated as "attributable" to withholdable payments. The United Kingdom and the United States have entered into a Model 1 intergovernmental agreement (the "U.S. IGA") relating to FATCA, and the United Kingdom has brought into law regulations to implement the provisions of the U.S. IGA (such regulations and any
2 mentions1 same-page
Page ?Same page
while not accurately characterizing or while failing to adequately disclose the true nature and risks associated with these investments. Although Raymond James' auction rate securities trade confirmations disclosed the risk that auction rate securities auctions could fail and that Raymond James were not obl
ated as "attributable" to withholdable payments. The United Kingdom and the United States have entered into a Model 1 intergovernmental agreement (the "U.S. IGA") relating to FATCA, and the United Kingdom has brought into law regulations to implement the provisions of the U.S. IGA (such regulations and any
Sponsored
Mutual Connections (58)
Entities connected to both Raymond James' and the "U.S. IGA"
Puerto Rico
LOCATION41 w/ Raymond·5 w/ the
the Securities and Exchange Commission
ORGANIZATION23 w/ Raymond·5 w/ the
CREDIT SUISSE SECURITIES (USA) LLC
ORGANIZATION18 w/ Raymond·5 w/ the
New York State
LOCATION18 w/ Raymond·5 w/ the
Credit Suisse
ORGANIZATION18 w/ Raymond·5 w/ the
Glendower Capital
ORGANIZATION10 w/ Raymond·5 w/ the
Raymond James & Associates, Inc.
ORGANIZATION10 w/ Raymond·5 w/ the
the U.S. Investment Company Act
ORGANIZATION10 w/ Raymond·5 w/ the
Finland
LOCATION10 w/ Raymond·5 w/ the
European Union
ORGANIZATION10 w/ Raymond·5 w/ the
United Kingdom
LOCATION10 w/ Raymond·5 w/ the
Denmark
LOCATION10 w/ Raymond·5 w/ the
Glendower
LOCATION10 w/ Raymond·5 w/ the
the Carried Interest
ORGANIZATION5 w/ Raymond·5 w/ the
Financial Conduct Authority
ORGANIZATION5 w/ Raymond·5 w/ the
BAHRAIN
LOCATION5 w/ Raymond·5 w/ the
AIFMD
ORGANIZATION5 w/ Raymond·5 w/ the
non-U.S. Investors
ORGANIZATION5 w/ Raymond·5 w/ the
Australian Securities and Investments Commission
ORGANIZATION5 w/ Raymond·5 w/ the
the SOF Program
ORGANIZATION5 w/ Raymond·5 w/ the