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Document Mentions (5 shared documents)
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MMODITY FUTURES, SWAPS AND/OR OTHER COMMODITY INTERESTS (COLLECTIVELY, "COMMODITY INTERESTS"), THE GENERAL PARTNER IS EXEMPT FROM REGISTRATION WITH THE U.S. COMMODITY FUTURES TRADING COMMISSION ("CFTC") AS A COMMODITY POOL OPERATOR ("CPO") AND PLANS TO FILE WITH THE NATIONAL FUTURES ASSOCIATION (THE "NFA") A NOTICE OF EXEMPTION FROM REGIST
S while not accurately characterizing or while failing to adequately disclose the true nature and risks associated with these investments. Although Raymond James' ARS trade confirmations disclosed the risk that ARS auctions could fail and that Raymond James were not obliged to ensure their success, at the p
2 mentions1 same-page
Page ?Same page
MMODITY FUTURES, SWAPS AND/OR OTHER COMMODITY INTERESTS (COLLECTIVELY, "COMMODITY INTERESTS"), THE GENERAL PARTNER IS EXEMPT FROM REGISTRATION WITH THE U.S. COMMODITY FUTURES TRADING COMMISSION ("CFTC") AS A COMMODITY POOL OPERATOR ("CPO") AND PLANS TO FILE WITH THE NATIONAL FUTURES ASSOCIATION (THE "NFA") A NOTICE OF EXEMPTION FROM REGIST
S while not accurately characterizing or while failing to adequately disclose the true nature and risks associated with these investments. Although Raymond James' ARS trade confirmations disclosed the risk that ARS auctions could fail and that Raymond James were not obliged to ensure their success, at the p
2 mentions1 same-page
Page ?Same page
MMODITY FUTURES, SWAPS AND/OR OTHER COMMODITY INTERESTS (COLLECTIVELY, "COMMODITY INTERESTS"), THE GENERAL PARTNER IS EXEMPT FROM REGISTRATION WITH THE U.S. COMMODITY FUTURES TRADING COMMISSION ("CFTC") AS A COMMODITY POOL OPERATOR ("CPO") AND PLANS TO FILE WITH THE NATIONAL FUTURES ASSOCIATION (THE "NFA") A NOTICE OF EXEMPTION FROM REGIST
S while not accurately characterizing or while failing to adequately disclose the true nature and risks associated with these investments. Although Raymond James' ARS trade confirmations disclosed the risk that ARS auctions could fail and that Raymond James were not obliged to ensure their success, at the p
Sponsored
2 mentions1 same-page
Page ?Same page
MMODITY FUTURES, SWAPS AND/OR OTHER COMMODITY INTERESTS (COLLECTIVELY, "COMMODITY INTERESTS"), THE GENERAL PARTNER IS EXEMPT FROM REGISTRATION WITH THE U.S. COMMODITY FUTURES TRADING COMMISSION ("CFTC") AS A COMMODITY POOL OPERATOR ("CPO") AND PLANS TO FILE WITH THE NATIONAL FUTURES ASSOCIATION (THE "NFA") A NOTICE OF EXEMPTION FROM REGIST
S while not accurately characterizing or while failing to adequately disclose the true nature and risks associated with these investments. Although Raymond James' ARS trade confirmations disclosed the risk that ARS auctions could fail and that Raymond James were not obliged to ensure their success, at the p
2 mentions1 same-page
Page ?Same page
MMODITY FUTURES, SWAPS AND/OR OTHER COMMODITY INTERESTS (COLLECTIVELY, "COMMODITY INTERESTS"), THE GENERAL PARTNER IS EXEMPT FROM REGISTRATION WITH THE U.S. COMMODITY FUTURES TRADING COMMISSION ("CFTC") AS A COMMODITY POOL OPERATOR ("CPO") AND PLANS TO FILE WITH THE NATIONAL FUTURES ASSOCIATION (THE "NFA") A NOTICE OF EXEMPTION FROM REGIST
S while not accurately characterizing or while failing to adequately disclose the true nature and risks associated with these investments. Although Raymond James' ARS trade confirmations disclosed the risk that ARS auctions could fail and that Raymond James were not obliged to ensure their success, at the p
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Mutual Connections (92)
Entities connected to both THE U.S. COMMODITY FUTURES TRADING COMMISSION and Raymond James'
Puerto Rico
LOCATION5 w/ THE·41 w/ Raymond
Credit Suisse
ORGANIZATION23 w/ THE·18 w/ Raymond
Access Fund
ORGANIZATION5 w/ THE·18 w/ Raymond
Glendower
LOCATION10 w/ THE·10 w/ Raymond
Finland
LOCATION10 w/ THE·10 w/ Raymond
European Union
ORGANIZATION10 w/ THE·10 w/ Raymond
Denmark
LOCATION10 w/ THE·10 w/ Raymond
Glendower Capital
ORGANIZATION10 w/ THE·10 w/ Raymond
United Kingdom
LOCATION10 w/ THE·10 w/ Raymond
Croatia
LOCATION10 w/ THE·5 w/ Raymond
the U.S. Investment Company Act
ORGANIZATION5 w/ THE·10 w/ Raymond
Slovakia
LOCATION10 w/ THE·5 w/ Raymond
Cayman
LOCATION10 w/ THE·5 w/ Raymond
Czech Republic
LOCATION10 w/ THE·5 w/ Raymond
Raymond James & Associates, Inc.
ORGANIZATION5 w/ THE·10 w/ Raymond
Malta
LOCATION10 w/ THE·5 w/ Raymond
Luxembourg
LOCATION10 w/ THE·5 w/ Raymond
the Common Reporting Standard
ORGANIZATION10 w/ THE·5 w/ Raymond
Liechtenstein
LOCATION10 w/ THE·5 w/ Raymond
Bulgaria
LOCATION10 w/ THE·5 w/ Raymond