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nce May. 2014. We are wholly-owned by Institutional Capital Network, Inc. (the "Company") and have our principal place of business in New York. NY. iCapital Securities. LLC ("iCapital Securities"), is a broker-dealer primarily engaged in the private placement of securities and is registered with the SEC and a membe
GLDUS130 Aspen Grove Capital. LLC iCapital Advisors, LLC Form ADV Part 2A Item 2: Material Changes This brochure amendment is made in connection with iCapital's annual updati
Capital's policies and procedures. Furthermore. compensation for management persons is not based on any transaction-based compensation received by iCapital Securities (or its affiliates). Fees Paid by Brokerage Limited Partners. Limited partners in one or more of the Funds may elect to be treated as "brokerage li
GLDUS130 Aspen Grove Capital. LLC iCapital Advisors, LLC Form ADV Part 2A investment. Certain management persons of iCapital (or its affiliates) are also involved with solici
existence of such placement fee could create a potential conflict of interest The prospect of receiving such compensation creates an incentive for iCapital Securities. LLC to place investors in the iCapital Private Access Funds from which it receives a placement fee over other investment vehicles from which it do
GLDUS130 Aspen Grove Capital. LLC iCapital Advisors, LLC Form ADV Part 2A consistent with the Code of Ethics: and Employees should not take inappropriate advantage of their p
iplinary events required to be disclosed in this Item. Other Business Activities Mr. Vene is a Managing Partner at Capital Network and employee of iCapital Securities. LLC. In order to minimize any conflicts of interest, he does not receive sales commission. All employees of iCapital Advisors are instructed to pu
GLDUS130 Aspen Grove Capital. LLC iCapital Advisors. LLC Form ADV Part 28 Daniel Vene Educational Background and Business Experience Mr. Vene is a member of Capital Advisor'
iplinary events required to be disclosed in this Item. Other Business Activities Mr. Vene is a Managing Partner at Capital Network and employee of iCapital Securities. LLC. In order to minimize any conflicts of interest, he does not receive sales commission. All employees of iCapital Advisors are instructed to pu
GLDUS130 Aspen Grove Capital. LLC iCapital Advisors. LLC Form ADV Part 28 Nicholas Veronis Educational Background and Business Experience Mr. Veronis is a member of iCapital
private investment funds available via the iCapital Network ("iCapital Funds"). The prospect of receiving such compensation creates an incentive for iCapital Securities, LLC to place investors in the iCapital Funds from which it receives a placement fee or may in the future receive such a fee over other investment
GLDUS130 Aspen Grove Capital, LLC a number of instances in recent years in which pooled investment vehicles investing in third-party fluids have incurred substantial losses due
Entities connected to both iCapital Securities and GLDUS130 Aspen Grove Capital
iCapital
ORGANIZATIONAccess Fund
ORGANIZATIONGlendower
LOCATION
Michael Shannon
PERSON
Stanton
PERSONFidelity Brokerage Services
ORGANIZATIONthe iCapital Network
ORGANIZATIONPrivate Access Funds
ORGANIZATIONthe Direct Investment Funds
ORGANIZATIONThe Glendower GP
ORGANIZATIONThe Partnership Agreement
ORGANIZATION
New York
LOCATIONNicholas Veronis
PERSONGlendower Capital
ORGANIZATIONDaniel Vene
PERSON
United States
LOCATIONiCapital Advisors
ORGANIZATIONInstitutional Capital Network, Inc.
ORGANIZATIONKeogh
ORGANIZATION
Cayman Islands
LOCATION